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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2051
Canadian National Railway
CNI
$76.9B
| $1.05M | ﹤0.01% |
12,714
+2,500
| +24% | +$201K |
|
|
BELFB
2052
Bel Fuse Inc Class B
BELFB
$3.87B
| $1.04M | ﹤0.01% |
+41,467
| New | +$1.19M |
|
2053
Teradata
TDC
$2.92B
| $1.04M | ﹤0.01% |
27,086
-240,450
| -90% | -$8.6M |
|
|
DEX
2054
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
| $1.04M | ﹤0.01% |
85,881
-26,946
| -24% | -$320K |
|
2055
Fossil Group
FOSL
$293M
| $1.04M | ﹤0.01% |
134,193
+6,266
| +5% | +$48.5K |
|
2056
Steris
STE
$22.3B
| $1.04M | ﹤0.01% |
11,870
-1,353
| -10% | -$121K |
|
2057
Toyota
TM
$224B
| $1.04M | ﹤0.01% |
8,149
-8,716
| -52% | -$1.09M |
|
|
DMB
2058
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
| $1.03M | ﹤0.01% |
+79,274
| New | +$1.04M |
|
|
ASNA
2059
DELISTED
Ascena Retail Group, Inc.
ASNA
| $1.03M | ﹤0.01% |
21,972
-526
| -2% | -$22.2K |
|
2060
SunCoke Energy
SXC
$720M
| $1.03M | ﹤0.01% |
85,852
+7,810
| +10% | +$84.2K |
|
2061
Westwood Holdings Group
WHG
$182M
| $1.03M | ﹤0.01% |
15,535
+1,151
| +8% | +$76.4K |
|
|
ALEX
2062
DELISTED
Alexander & Baldwin
ALEX
| $1.03M | ﹤0.01% |
37,073
+29,394
| +383% | +$1.15M |
|
|
MAV
2063
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
| $1.03M | ﹤0.01% |
+90,471
| New | +$1.04M |
|
|
SHLM
2064
DELISTED
Schulman (A.) Inc
SHLM
| $1.03M | ﹤0.01% |
27,639
+14,799
| +115% | +$551K |
|
2065
Vicor
VICR
$9.56B
| $1.03M | ﹤0.01% |
49,179
-31,035
| -39% | -$695K |
|
2066
TAL Education Group
TAL
$6.93B
| $1.02M | ﹤0.01% |
34,456
+1,328
| +4% | +$40.4K |
|
|
IPCC
2067
DELISTED
Infinity Property & Casualty C
IPCC
| $1.02M | ﹤0.01% |
9,657
-8,863
| -48% | -$901K |
|
2068
Match Group
MTCH
$9.19B
| $1.02M | ﹤0.01% |
32,484
+9,327
| +40% | +$262K |
|
2069
Otter Tail
OTTR
$3.71B
| $1.01M | ﹤0.01% |
22,738
-8,080
| -26% | -$370K |
|
|
SAFE
2070
Safehold
SAFE
$1.16B
| $1.01M | ﹤0.01% |
18,339
-87
| -0.5% | -$4.9K |
|
|
DEL
2071
DELISTED
Deltic Timber
DEL
| $1M | ﹤0.01% |
10,983
-271
| -2% | -$24.8K |
|
2072
Cameco
CCJ
$37.6B
| $1M | ﹤0.01% |
108,251
-1,600
| -1% | -$15K |
|
|
TBRG
2073
DELISTED
TruBridge
TBRG
| $1M | ﹤0.01% |
33,395
+8,934
| +37% | +$266K |
|
2074
United Microelectronic
UMC
$47.7B
| $999K | ﹤0.01% |
417,976
+220,143
| +111% | +$561K |
|
|
EDR
2075
DELISTED
Education Realty Trust Inc
EDR
| $994K | ﹤0.01% |
28,407
-159,688
| -85% | -$5.75M |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.