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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DB icon
2051
Deutsche Bank
DB
$69.8B
$1.09M ﹤0.01%
63,708
-14,421
-18% -$250K
LHCG
2052
DELISTED
LHC Group LLC
LHCG
$1.09M ﹤0.01%
20,295
-5,964
-23% -$290K
FBC
2053
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1.09M ﹤0.01%
38,766
-565
-1% -$15.4K
FMN
2054
Federated Hermes Premier Municipal Income Fund
FMN
$86.3M
$1.09M ﹤0.01%
78,715
-10,681
-12% -$150K
SMRT
2055
DELISTED
Stein Mart Inc
SMRT
$1.09M ﹤0.01%
361,941
-60,489
-14% -$214K
RATE
2056
DELISTED
Bankrate Inc
RATE
$1.09M ﹤0.01%
112,935
-53
-0% -$574
AAON icon
2057
Aaon
AAON
$7.58B
$1.09M ﹤0.01%
46,238
-5,536
-11% -$127K
UMBF icon
2058
UMB Financial
UMBF
$11.2B
$1.09M ﹤0.01%
14,425
-407
-3% -$31.1K
CX icon
2059
Cemex
CX
$17.1B
$1.08M ﹤0.01%
124,148
-53,895
-30% -$453K
FFIN icon
2060
First Financial Bankshares
FFIN
$5.08B
$1.08M ﹤0.01%
53,738
-6,466
-11% -$138K
ERIE icon
2061
Erie Indemnity
ERIE
$12.4B
$1.08M ﹤0.01%
8,775
-8,528
-49% -$993K
MMLP icon
2062
Martin Midstream Partners
MMLP
$95.9M
$1.07M ﹤0.01%
53,732
-18,182
-25% -$343K
ETP
2063
DELISTED
Energy Transfer Partners L.p.
ETP
$1.07M ﹤0.01%
29,410
-4,949
-14% -$184K
CPLA
2064
DELISTED
Capella Education Company
CPLA
$1.06M ﹤0.01%
12,521
-1,367
-10% -$112K
COHU icon
2065
Cohu
COHU
$2.31B
$1.06M ﹤0.01%
57,638
-11,869
-17% -$180K
MSTR icon
2066
Strategy Inc
MSTR
$34.7B
$1.06M ﹤0.01%
56,390
+30,070
+114% +$583K
AF
2067
DELISTED
Astoria Financial Corporation
AF
$1.06M ﹤0.01%
51,552
-10,149
-16% -$196K
FFBC icon
2068
First Financial Bancorp
FFBC
$3.58B
$1.06M ﹤0.01%
38,473
+15,036
+64% +$418K
SNY icon
2069
Sanofi
SNY
$103B
$1.06M ﹤0.01%
23,342
+1,784
+8% +$75.7K
AVNT icon
2070
Avient
AVNT
$3.43B
$1.05M ﹤0.01%
30,883
-2,195
-7% -$73.6K
TTSH
2071
DELISTED
Tile Shop Holdings
TTSH
$1.05M ﹤0.01%
54,333
-6,019
-10% -$113K
FLOW
2072
DELISTED
SPX FLOW, Inc.
FLOW
$1.05M ﹤0.01%
30,179
-1,003
-3% -$34.3K
WWE
2073
DELISTED
World Wrestling Entertainment
WWE
$1.04M ﹤0.01%
46,914
-5,523
-11% -$113K
VSAT icon
2074
Viasat
VSAT
$11.2B
$1.04M ﹤0.01%
16,266
-1,849
-10% -$121K
INSI
2075
DELISTED
Insight Select Income Fund
INSI
$1.04M ﹤0.01%
54,247
+15,040
+38% +$286K
81 82
83
84 85

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.