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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2051
Tronox
TROX
$1.09B
| $1.04M | ﹤0.01% |
111,229
+23,624
| +27% | +$182K |
|
2052
HealthStream
HSTM
$819M
| $1.04M | ﹤0.01% |
37,767
-4,757
| -11% | -$123K |
|
|
FRAN
2053
DELISTED
Francesca's Holdings Corporation
FRAN
| $1.04M | ﹤0.01% |
5,620
-1,032
| -16% | -$169K |
|
2054
Center Bancorp
CNOB
$1.8B
| $1.04M | ﹤0.01% |
57,599
-11,332
| -16% | -$197K |
|
|
ECHO
2055
EchoStar
ECHO
$25.7B
| $1.04M | ﹤0.01% |
29,298
+5,961
| +26% | +$189K |
|
2056
Biglari Holdings Class B
BH
$1.23B
| $1.04M | ﹤0.01% |
3,575
+23
| +0.6% | +$6.56K |
|
2057
Workday
WDAY
$41.4B
| $1.04M | ﹤0.01% |
11,333
+1,306
| +13% | +$109K |
|
2058
Antero Resources
AR
$10.7B
| $1.04M | ﹤0.01% |
38,490
-4,632
| -11% | -$123K |
|
|
HPI
2059
John Hancock Preferred Income Fund
HPI
$432M
| $1.04M | ﹤0.01% |
46,155
-180,235
| -80% | -$4.1M |
|
2060
Integra LifeSciences
IART
$1.36B
| $1.04M | ﹤0.01% |
25,092
-2,140
| -8% | -$89.7K |
|
2061
McEwen Inc
MUX
$1.11B
| $1.04M | ﹤0.01% |
+28,233
| New | +$1.16M |
|
2062
Korn Ferry
KFY
$4.2B
| $1.03M | ﹤0.01% |
49,062
-4,689
| -9% | -$107K |
|
|
OSB
2063
DELISTED
Norbord Inc.
OSB
| $1.03M | ﹤0.01% |
+40,055
| New | +$950K |
|
|
WDR
2064
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $1.03M | ﹤0.01% |
56,506
-167,927
| -75% | -$3.06M |
|
|
CPL
2065
DELISTED
CPFL Energia S.A.
CPL
| $1.03M | ﹤0.01% |
69,358
-13,527
| -16% | -$192K |
|
|
GAM
2066
General American Investors Company
GAM
$1.6B
| $1.02M | ﹤0.01% |
31,401
-456
| -1% | -$14.8K |
|
2067
Washington Trust Bancorp
WASH
$750M
| $1.02M | ﹤0.01% |
25,486
+13,186
| +107% | +$529K |
|
|
RWT
2068
Redwood Trust
RWT
$573M
| $1.02M | ﹤0.01% |
72,190
-24,001
| -25% | -$342K |
|
|
BLJ
2069
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
| $1.02M | ﹤0.01% |
58,419
+4,635
| +9% | +$79.6K |
|
2070
Bruker
BRKR
$7.82B
| $1.02M | ﹤0.01% |
45,068
-17,768
| -28% | -$407K |
|
|
IPCC
2071
DELISTED
Infinity Property & Casualty C
IPCC
| $1.02M | ﹤0.01% |
12,357
+3
| +0% | +$248 |
|
2072
Stewart Information Services
STC
$2.08B
| $1.02M | ﹤0.01% |
22,952
-198
| -0.9% | -$8.88K |
|
|
KAMN
2073
DELISTED
Kaman Corp
KAMN
| $1.02M | ﹤0.01% |
23,224
-165
| -0.7% | -$7.22K |
|
|
VIVO
2074
DELISTED
Meridian Bioscience Inc
VIVO
| $1.02M | ﹤0.01% |
52,698
-3,089
| -6% | -$60.5K |
|
|
PAI
2075
Western Asset Investment Grade Income Fund
PAI
$113M
| $1.01M | ﹤0.01% |
65,925
+1,654
| +3% | +$24.8K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.