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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
(-20%)
Cap. Flow
-$4.74B
Cap. Flow
% of AUM
-14.6%
Top 10 Holdings %
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Kraft Heinz
KHC
|
+$77.8M |
| 2 |
WRK
WestRock Company
WRK
|
+$56.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$54.4M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$48.1M |
| 5 |
BXLT
BAXALTA INC COM STK (DE)
BXLT
|
+$46.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$84M |
| 2 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$81.1M |
| 3 |
HSP
HOSPIRA INC
HSP
|
+$76.4M |
| 4 |
GAS
AGL Resources Inc
GAS
|
+$58M |
| 5 |
Zions Bancorporation
ZION
|
+$54.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 13.02% |
| 2 | Technology | 11.49% |
| 3 | Consumer Discretionary | 11.12% |
| 4 | Financials | 10.82% |
| 5 | Industrials | 8.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VRE
2051
DELISTED
Veris Residential
VRE
| $1.08M | ﹤0.01% |
57,449
-60,037
| -51% | -$1.18M |
|
|
HOS
2052
DELISTED
Hornbeck Offshore Services, Inc.
HOS
| $1.08M | ﹤0.01% |
80,185
-3,877
| -5% | -$68.7K |
|
|
EBIX
2053
DELISTED
Ebix Inc
EBIX
| $1.08M | ﹤0.01% |
43,481
-1,624
| -4% | -$48.1K |
|
|
EPE
2054
DELISTED
EP Energy Corporation
EPE
| $1.08M | ﹤0.01% |
210,431
+169,472
| +414% | +$1.28M |
|
|
AIF
2055
DELISTED
Apollo Tactical Income Fund Inc.
AIF
| $1.08M | ﹤0.01% |
74,932
+14,220
| +23% | +$217K |
|
|
AFFX
2056
DELISTED
Affymetrix Inc
AFFX
| $1.08M | ﹤0.01% |
126,535
-1,699
| -1% | -$17K |
|
|
NM
2057
DELISTED
Navios Maritime Holdings Inc.
NM
| $1.08M | ﹤0.01% |
43,322
+1,681
| +4% | +$54.9K |
|
2058
Universal Electronics
UEIC
$61.3M
| $1.08M | ﹤0.01% |
25,613
+189
| +0.7% | +$9.02K |
|
2059
BHP
BHP
$230B
| $1.08M | ﹤0.01% |
38,138
-5,897
| -13% | -$192K |
|
|
TPCO
2060
DELISTED
Tribune Publishing Company Common Stock
TPCO
| $1.07M | ﹤0.01% |
137,012
-21,314
| -13% | -$266K |
|
|
CEV
2061
Eaton Vance California Municipal Income Trust
CEV
$73.6M
| $1.07M | ﹤0.01% |
82,521
+12,401
| +18% | +$157K |
|
|
OSG
2062
Octave Specialty Group
OSG
$222M
| $1.07M | ﹤0.01% |
+74,013
| New | +$1.2M |
|
|
CDK
2063
DELISTED
CDK Global, Inc.
CDK
| $1.06M | ﹤0.01% |
22,236
-1,646
| -7% | -$83.5K |
|
|
RSO
2064
DELISTED
Resource Capital Corp.
RSO
| $1.06M | ﹤0.01% |
94,944
-6,836
| -7% | -$92.4K |
|
2065
Dolby
DLB
$5.79B
| $1.06M | ﹤0.01% |
32,473
+1,930
| +6% | +$65.8K |
|
2066
Archrock
AROC
$5.8B
| $1.06M | ﹤0.01% |
58,687
-834
| -1% | -$20K |
|
|
CMLP
2067
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
| $1.06M | ﹤0.01% |
170,856
-33,934
| -17% | -$299K |
|
|
AXE
2068
DELISTED
Anixter International Inc
AXE
| $1.05M | ﹤0.01% |
18,207
-158
| -0.9% | -$9.89K |
|
2069
BlackRock Income Trust
BKT
$341M
| $1.05M | ﹤0.01% |
55,580
-15,398
| -22% | -$293K |
|
2070
InterContinental Hotels
IHG
$23.2B
| $1.05M | ﹤0.01% |
22,986
-988
| -4% | -$50.5K |
|
|
DNR
2071
DELISTED
Denbury Resources, Inc.
DNR
| $1.04M | ﹤0.01% |
428,269
-756,639
| -64% | -$2.93M |
|
2072
BlackRock Multi-Sector Income Trust
BIT
$702M
| $1.04M | ﹤0.01% |
66,356
+21,970
| +49% | +$358K |
|
|
TEP
2073
DELISTED
Tallgrass Energy Partners, LP
TEP
| $1.04M | ﹤0.01% |
26,544
-4,327
| -14% | -$195K |
|
2074
Aegon
AEG
$14.1B
| $1.04M | ﹤0.01% |
250,672
-14,830
| -6% | -$71.7K |
|
|
BITA
2075
DELISTED
Bitauto Holdings Limited
BITA
| $1.04M | ﹤0.01% |
34,764
-4,561
| -12% | -$155K |
|
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Guggenheim Capital's Q3 2015 Portfolio in Review
As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.
Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.
- Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
- Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
- Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
- Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
- Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
- Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.
Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.