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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTF
2051
DWS Municipal Income Trust
KTF
$352M
$1.3M ﹤0.01%
97,574
-133,148
-58% -$1.78M
VIVO
2052
DELISTED
Meridian Bioscience Inc
VIVO
$1.3M ﹤0.01%
79,236
-2,149
-3% -$36.9K
LAZ icon
2053
Lazard
LAZ
$4.3B
$1.3M ﹤0.01%
26,045
+1,983
+8% +$98.3K
HOMB icon
2054
Home BancShares
HOMB
$6.19B
$1.3M ﹤0.01%
80,790
+4,408
+6% +$68.3K
TXNM
2055
TXNM Energy Inc
TXNM
$5.94B
$1.3M ﹤0.01%
43,753
-175,118
-80% -$4.96M
IHS
2056
DELISTED
IHS INC CL-A COM STK
IHS
$1.29M ﹤0.01%
11,345
-2,846
-20% -$353K
QSR icon
2057
Restaurant Brands International
QSR
$25.5B
$1.29M ﹤0.01%
+33,028
New +$1.27M
BCO icon
2058
Brink's
BCO
$4.68B
$1.29M ﹤0.01%
52,673
+867
+2% +$19.4K
BPFH
2059
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$1.29M ﹤0.01%
95,480
+27,474
+40% +$352K
SOHU
2060
Sohu.com
SOHU
$358M
$1.28M ﹤0.01%
24,161
-10,524
-30% -$507K
HWC icon
2061
Hancock Whitney
HWC
$6.24B
$1.28M ﹤0.01%
41,809
-496,415
-92% -$16.1M
JACK icon
2062
Jack in the Box
JACK
$328M
$1.28M ﹤0.01%
+16,061
New +$1.17M
SCOR icon
2063
Comscore
SCOR
$109M
$1.28M ﹤0.01%
1,382
+743
+116% +$623K
CHE icon
2064
Chemed
CHE
$7.19B
$1.28M ﹤0.01%
12,130
+4,927
+68% +$521K
THO icon
2065
Thor Industries
THO
$4.12B
$1.28M ﹤0.01%
22,941
+2,454
+12% +$132K
DGII icon
2066
Digi International
DGII
$3.1B
$1.28M ﹤0.01%
137,812
-69,749
-34% -$551K
VBF icon
2067
Invesco Bond Fund
VBF
$169M
$1.28M ﹤0.01%
69,557
-18,816
-21% -$348K
VTN icon
2068
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$1.28M ﹤0.01%
93,430
+13,719
+17% +$186K
ANIK icon
2069
Anika Therapeutics
ANIK
$274M
$1.27M ﹤0.01%
31,182
-2,057
-6% -$80.4K
NEWP
2070
DELISTED
NEWPORT CORP
NEWP
$1.27M ﹤0.01%
66,413
-3,585
-5% -$64.7K
TS icon
2071
Tenaris
TS
$26.9B
$1.26M ﹤0.01%
41,906
+9,139
+28% +$327K
MEP
2072
DELISTED
Midcoast Energy Partners, L.P.
MEP
$1.26M ﹤0.01%
92,377
+27,470
+42% +$454K
CWCO icon
2073
Consolidated Water Co
CWCO
$485M
$1.26M ﹤0.01%
118,152
-4,344
-4% -$49.9K
SRCE icon
2074
1st Source
SRCE
$2.11B
$1.26M ﹤0.01%
40,481
-26,313
-39% -$743K
EJ
2075
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$1.26M ﹤0.01%
174,211
-14,584
-8% -$125K
81 82
83
84 85

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.