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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGO icon
2026
Winnebago Industries
WGO
$909M
– –
-7,989
Closed -$421K
ZIMV
2027
DELISTED
ZimVie
ZIMV
– –
-17,824
Closed -$166K
ZYXI
2028
DELISTED
Zynex
ZYXI
– –
-18,454
Closed -$257K
INVX
2029
Innovex International
INVX
$1.97B
– –
-18,667
Closed -$507K
SEI
2030
Solaris Energy Infrastructure
SEI
$3.82B
– –
-32,875
Closed -$326K
NESR
2031
National Energy Services Reunited Corp
NESR
$2.93B
– –
-56,708
Closed -$394K
XYZ
2032
Block Inc
XYZ
$47.5B
– –
-5,197
Closed -$327K
BCPC
2033
Balchem Corp
BCPC
$5.72B
– –
-9,846
Closed -$1.2M
B
2034
DELISTED
Barnes Group Inc.
B
– –
-5,915
Closed -$242K
EVA
2035
DELISTED
Enviva Inc.
EVA
– –
-11,723
Closed -$621K
FAM
2036
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-19,198
Closed -$115K
SPWR
2037
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-19,890
Closed -$359K
HT
2038
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-13,333
Closed -$114K
LITT
2039
DELISTED
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
– –
-88,696
Closed -$896K
MSDAW
2040
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
– –
-508,266
Closed -$38.1K
SGFY
2041
DELISTED
Signify Health, Inc.
SGFY
– –
-198,282
Closed -$5.68M
MSDA
2042
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
– –
-2,164,245
Closed -$21.9M
ATCO
2043
DELISTED
Atlas Corp.
ATCO
– –
-28,308
Closed -$434K
AIMC
2044
DELISTED
Altra Industrial Motion Corp
AIMC
– –
-86,923
Closed -$5.19M
EVOP
2045
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
– –
-8,680
Closed -$294K
IAA
2046
DELISTED
IAA, Inc. Common Stock
IAA
– –
-11,270
Closed -$451K
MYOV
2047
DELISTED
Myovant Sciences Ltd.
MYOV
– –
-8,901
Closed -$240K
IVH
2048
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-229,366
Closed -$2.51M
VVNT
2049
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
– –
-24,750
Closed -$295K
MGU
2050
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
– –
-15,905
Closed -$361K
79 80 81
82
83

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.