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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOE
2026
Shoe Station Group
SHOE
$428M
– –
-11,018
Closed -$238K
SEM
2027
DELISTED
Select Medical
SEM
– –
-17,218
Closed -$219K
SLVM icon
2028
Sylvamo
SLVM
$1.63B
– –
-11,991
Closed -$392K
SNN icon
2029
Smith & Nephew
SNN
$12.6B
– –
-8,829
Closed -$247K
SOFI icon
2030
SoFi Technologies
SOFI
$23.7B
– –
-12,857
Closed -$68K
STRA icon
2031
Strategic Education
STRA
$1.92B
– –
-4,332
Closed -$306K
STWD icon
2032
Starwood Property Trust
STWD
$6.09B
– –
-15,426
Closed -$322K
SUPN icon
2033
Supernus Pharmaceuticals
SUPN
$2.77B
– –
-33,208
Closed -$960K
TAK icon
2034
Takeda Pharmaceutical
TAK
$55.7B
– –
-18,715
Closed -$263K
TBBK icon
2035
The Bancorp
TBBK
$2.9B
– –
-10,516
Closed -$205K
TBI
2036
Trueblue
TBI
$311M
– –
-10,199
Closed -$183K
TFIN icon
2037
Triumph Financial Inc
TFIN
$1.82B
– –
-5,230
Closed -$328K
TG icon
2038
Tredegar Corp
TG
$310M
– –
-22,183
Closed -$222K
THQ
2039
abrdn Healthcare Opportunities Fund
THQ
$796M
– –
-16,337
Closed -$326K
TOL icon
2040
Toll Brothers
TOL
$14.5B
– –
-4,629
Closed -$206K
TPG icon
2041
TPG
TPG
$7.86B
– –
-99,800
Closed -$2.39M
TPH
2042
DELISTED
Tri Pointe Homes
TPH
– –
-40,853
Closed -$689K
TRI icon
2043
Thomson Reuters
TRI
$44.1B
– –
-4,588
Closed -$504K
TSE
2044
DELISTED
Trinseo
TSE
– –
-12,557
Closed -$483K
TTGT icon
2045
TechTarget
TTGT
$278M
– –
-5,734
Closed -$377K
TWI icon
2046
Titan International
TWI
$475M
– –
-23,310
Closed -$352K
TXG icon
2047
10x Genomics
TXG
$6.61B
– –
-5,710
Closed -$258K
UCTT
2048
Ultra Clean Holdings
UCTT
$3.95B
– –
-7,571
Closed -$226K
UFI icon
2049
UNIFI
UFI
$134M
– –
-19,328
Closed -$272K
UNIT
2050
Uniti Group
UNIT
$2.32B
– –
-11,286
Closed -$107K
80 81
82
83 84

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.