We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQL
2026
abrdn Life Sciences Investors
HQL
$627M
$208K ﹤0.01%
10,792
-11,759
-52% -$237K
DEI icon
2027
Douglas Emmett
DEI
$1.96B
$207K ﹤0.01%
6,170
-3,701
-37% -$125K
IVT icon
2028
InvenTrust Properties
IVT
$2.59B
$207K ﹤0.01%
+7,586
New +$191K
SEIC icon
2029
SEI Investments
SEIC
$12.6B
$207K ﹤0.01%
3,395
-10,460
-75% -$648K
SWTX
2030
DELISTED
SpringWorks Therapeutics
SWTX
$207K ﹤0.01%
+3,334
New +$221K
RIOT icon
2031
Riot Platforms
RIOT
$7.76B
$206K ﹤0.01%
+9,204
New +$274K
RYN icon
2032
Rayonier
RYN
$6.55B
$206K ﹤0.01%
+5,631
New +$196K
CWK icon
2033
Cushman & Wakefield Ltd
CWK
$3.25B
$205K ﹤0.01%
+9,232
New +$178K
GF
2034
New Germany Fund
GF
$188M
$205K ﹤0.01%
13,818
-4,285
-24% -$82.3K
SKYW icon
2035
Skywest
SKYW
$4.34B
$205K ﹤0.01%
+5,206
New +$233K
FCNCA icon
2036
First Citizens BancShares
FCNCA
$25.3B
$204K ﹤0.01%
246
-351
-59% -$293K
FVRR icon
2037
Fiverr
FVRR
$339M
$204K ﹤0.01%
1,794
-374
-17% -$58.3K
HASI icon
2038
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
$204K ﹤0.01%
+3,832
New +$221K
ABG icon
2039
Asbury Automotive
ABG
$3.85B
$203K ﹤0.01%
1,175
-118
-9% -$21.7K
CBU icon
2040
Community Bank
CBU
$3.41B
$203K ﹤0.01%
2,724
-2,158
-44% -$157K
ACH
2041
Accendra Health
ACH
$214M
$203K ﹤0.01%
+4,661
New +$183K
OUT icon
2042
Outfront Media
OUT
$5.49B
$203K ﹤0.01%
+7,693
New +$198K
GNL icon
2043
Global Net Lease
GNL
$1.95B
$202K ﹤0.01%
+13,229
New +$206K
PRA
2044
DELISTED
ProAssurance
PRA
$202K ﹤0.01%
+7,987
New +$191K
RTLR
2045
DELISTED
Rattler Midstream LP Common Units
RTLR
$202K ﹤0.01%
+17,780
New +$203K
BNED icon
2046
Barnes & Noble Education
BNED
$443M
$201K ﹤0.01%
295
-1
-0.3% -$918
VISN
2047
Vistance Networks Inc
VISN
$2.52B
$201K ﹤0.01%
+18,203
New +$199K
CVCO icon
2048
Cavco Industries
CVCO
$4.55B
$201K ﹤0.01%
+634
New +$177K
NICE icon
2049
Nice
NICE
$5.97B
$201K ﹤0.01%
+663
New +$191K
SEI
2050
Solaris Energy Infrastructure
SEI
$3.55B
$198K ﹤0.01%
30,213
-62,769
-68% -$465K
80 81
82
83 84

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.