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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
(-2%)
Cap. Flow
-$57.8M
Cap. Flow
% of AUM
-0.35%
Top 10 Holdings %
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$50M |
| 2 |
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
|
+$38.8M |
| 3 |
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
|
+$37M |
| 4 |
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
|
+$34.7M |
| 5 |
Honeywell
HON
|
+$32.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$41.8M |
| 2 |
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
|
+$39.8M |
| 3 |
MTTR
Matterport, Inc. Class A Common Stock
MTTR
|
+$32.4M |
| 4 |
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
|
+$20M |
| 5 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$19.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.23% |
| 2 | Financials | 13.81% |
| 3 | Healthcare | 9.7% |
| 4 | Consumer Discretionary | 8.79% |
| 5 | Communication Services | 6.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Universal Corp
UVV
$1.27B
| $223K | ﹤0.01% |
4,621
-8,103
| -64% | -$411K |
|
2027
Carpenter Technology
CRS
$28.4B
| $222K | ﹤0.01% |
6,770
-11,870
| -64% | -$420K |
|
|
NS
2028
DELISTED
NuStar Energy L.P.
NS
| $222K | ﹤0.01% |
14,135
+3,506
| +33% | +$57.6K |
|
|
KYNB
2029
Kyntra Bio
KYNB
$29.4M
| $221K | ﹤0.01% |
865
-20
| -2% | -$7.09K |
|
2030
Restaurant Brands International
QSR
$25.8B
| $221K | ﹤0.01% |
3,621
-2,189
| -38% | -$140K |
|
2031
Resideo Technologies
REZI
$3.95B
| $221K | ﹤0.01% |
8,921
-15,643
| -64% | -$455K |
|
|
SHOE
2032
Shoe Station Group
SHOE
$428M
| $221K | ﹤0.01% |
6,817
-11,973
| -64% | -$417K |
|
|
JOF
2033
Japan Smaller Capitalization Fund
JOF
$350M
| $220K | ﹤0.01% |
24,320
-1,948
| -7% | -$17.7K |
|
|
NBW
2034
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
| $220K | ﹤0.01% |
+15,334
| New | +$224K |
|
2035
Merit Medical Systems
MMSI
$5.32B
| $219K | ﹤0.01% |
3,055
-2,808
| -48% | -$191K |
|
|
LNW
2036
DELISTED
Light & Wonder
LNW
| $218K | ﹤0.01% |
2,623
-1,267
| -33% | -$89.3K |
|
2037
Marathon Digital Holdings
MARA
$3.85B
| $218K | ﹤0.01% |
+6,900
| New | +$224K |
|
2038
Resources Connection
RGP
$145M
| $218K | ﹤0.01% |
13,824
-24,238
| -64% | -$365K |
|
2039
Trustmark
TRMK
$2.75B
| $217K | ﹤0.01% |
6,734
-31,406
| -82% | -$964K |
|
|
JOYY
2040
JOYY Inc
JOYY
$3.75B
| $216K | ﹤0.01% |
3,932
+226
| +6% | +$12.7K |
|
2041
Enova International
ENVA
$6.29B
| $215K | ﹤0.01% |
6,221
-10,901
| -64% | -$356K |
|
|
BBBY
2042
Bed Bath & Beyond
BBBY
$442M
| $214K | ﹤0.01% |
3,024
-540
| -15% | -$37.4K |
|
2043
Arvinas
ARVN
$572M
| $213K | ﹤0.01% |
+2,591
| New | +$229K |
|
2044
Helix Energy Solutions
HLX
$1.41B
| $213K | ﹤0.01% |
54,895
-96,267
| -64% | -$397K |
|
|
NQP
2045
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
| $212K | ﹤0.01% |
14,332
-2,323
| -14% | -$35.2K |
|
|
BKCC
2046
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $212K | ﹤0.01% |
55,045
-73,899
| -57% | -$296K |
|
|
PPT
2047
Franklin Premier Income Trust
PPT
$328M
| $210K | ﹤0.01% |
46,060
-4,741
| -9% | -$21.8K |
|
2048
Trupanion
TRUP
$1.18B
| $210K | ﹤0.01% |
2,709
-2,490
| -48% | -$246K |
|
|
OSH
2049
DELISTED
Oak Street Health, Inc.
OSH
| $210K | ﹤0.01% |
+4,941
| New | +$265K |
|
2050
Ascendis Pharma A/S
ASND
$16.8B
| $209K | ﹤0.01% |
+1,311
| New | +$179K |
|
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Guggenheim Capital's Q3 2021 Portfolio in Review
As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
- Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
- Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
- Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
- Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
- Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.
Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.