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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBP icon
2026
First Bancorp
FBP
$4.38B
$242K ﹤0.01%
21,510
+6,231
+41% +$65.5K
BLKB icon
2027
Blackbaud
BLKB
$2.08B
$241K ﹤0.01%
+3,394
New +$234K
EBIX
2028
DELISTED
Ebix Inc
EBIX
$241K ﹤0.01%
7,530
-7,070
-48% -$273K
NMIH icon
2029
NMI Holdings
NMIH
$3.36B
$238K ﹤0.01%
10,048
-7,943
-44% -$185K
PRAA icon
2030
PRA Group
PRAA
$755M
$238K ﹤0.01%
6,409
-4,595
-42% -$167K
TILE icon
2031
Interface
TILE
$2.22B
$236K ﹤0.01%
+18,924
New +$225K
ARLO icon
2032
Arlo Technologies
ARLO
$1.65B
$235K ﹤0.01%
37,460
-35,170
-48% -$276K
DHC
2033
Diversified Healthcare Trust
DHC
$2.14B
$235K ﹤0.01%
49,120
+29,707
+153% +$137K
FCF icon
2034
First Commonwealth Financial
FCF
$2.17B
$235K ﹤0.01%
+16,358
New +$218K
PFD
2035
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$233K ﹤0.01%
13,159
+6
+0% +$110
AGYS icon
2036
Agilysys
AGYS
$3.06B
$232K ﹤0.01%
4,833
-4,550
-48% -$226K
BTO
2037
John Hancock Financial Opportunities Fund
BTO
$803M
$232K ﹤0.01%
+6,025
New +$210K
CS
2038
DELISTED
Credit Suisse Group
CS
$232K ﹤0.01%
21,853
+10,653
+95% +$144K
TEI
2039
Templeton Emerging Markets Income Fund
TEI
$321M
$231K ﹤0.01%
31,403
-8,099
-21% -$61.6K
DLX icon
2040
Deluxe
DLX
$1.15B
$230K ﹤0.01%
+5,470
New +$206K
MDRX
2041
DELISTED
Veradigm Inc. Common Stock
MDRX
$230K ﹤0.01%
15,314
-12,321
-45% -$197K
EAF icon
2042
GrafTech
EAF
$212M
$229K ﹤0.01%
1,870
-79
-4% -$9.13K
HOMB icon
2043
Home BancShares
HOMB
$6.18B
$229K ﹤0.01%
+8,480
New +$204K
NTG
2044
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$229K ﹤0.01%
8,912
-3,166
-26% -$78.2K
JOF
2045
Japan Smaller Capitalization Fund
JOF
$350M
$228K ﹤0.01%
24,464
-414
-2% -$3.79K
ROCK icon
2046
Gibraltar Industries
ROCK
$1.49B
$226K ﹤0.01%
2,470
-2,310
-48% -$212K
TRIP icon
2047
TripAdvisor
TRIP
$1.26B
$226K ﹤0.01%
4,202
-4,130
-50% -$177K
AEO icon
2048
American Eagle Outfitters
AEO
$3.01B
$225K ﹤0.01%
7,684
-9,928
-56% -$254K
ASX icon
2049
ASE Group
ASX
$82.2B
$223K ﹤0.01%
28,906
-66,267
-70% -$495K
SD icon
2050
SandRidge Energy
SD
$503M
$223K ﹤0.01%
56,866
+189
+0.3% +$860
80 81
82
83 84

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.