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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VET icon
2026
Vermilion Energy
VET
$1.66B
$81K ﹤0.01%
18,121
-3,993
-18% -$14.2K
DHC
2027
Diversified Healthcare Trust
DHC
$2.14B
$80K ﹤0.01%
19,413
-5,201
-21% -$20.5K
GGN
2028
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$77K ﹤0.01%
21,822
+9,255
+74% +$32K
FSP
2029
Franklin Street Properties
FSP
$46.8M
$67K ﹤0.01%
+15,440
New +$68.1K
MFGP
2030
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$63K ﹤0.01%
10,954
-2,804
-20% -$12.1K
CHS
2031
DELISTED
Chicos FAS, Inc.
CHS
$62K ﹤0.01%
38,932
-15,940
-29% -$22.1K
EXTN
2032
DELISTED
Exterran Corporation
EXTN
$61K ﹤0.01%
13,724
-21,202
-61% -$90.4K
MTUS icon
2033
Metallus
MTUS
$898M
$53K ﹤0.01%
11,374
-20,647
-64% -$93.4K
TDAY
2034
USA Today Co
TDAY
$1.06B
$52K ﹤0.01%
15,579
-32,437
-68% -$67K
CRK icon
2035
Comstock Resources
CRK
$3.94B
$49K ﹤0.01%
11,125
-1,019
-8% -$5.04K
KOS icon
2036
Kosmos Energy
KOS
$1.48B
$43K ﹤0.01%
18,239
-23,770
-57% -$37.6K
RIG icon
2037
Transocean
RIG
$5.82B
$41K ﹤0.01%
17,696
-1,621
-8% -$2.38K
BMY.RT
2038
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$8K ﹤0.01%
12,028
– –
AGIO icon
2039
Agios Pharmaceuticals
AGIO
$1.93B
– –
-49,530
Closed -$1.73M
AIV
2040
Aimco
AIV
$383M
– –
-186,334
Closed -$837K
AMBA icon
2041
Ambarella
AMBA
$3.81B
– –
-5,412
Closed -$282K
ARCB icon
2042
ArcBest
ARCB
$3.08B
– –
-9,882
Closed -$307K
ARLP icon
2043
Alliance Resource Partners
ARLP
$3.17B
– –
-11,281
Closed -$31K
ARR
2044
Armour Residential REIT
ARR
$2.36B
– –
-2,767
Closed -$132K
ATHM icon
2045
Autohome
ATHM
$2.62B
– –
-3,445
Closed -$331K
AWF
2046
AllianceBernstein Global High Income Fund
AWF
$872M
– –
-31,015
Closed -$326K
DCH
2047
Dauch Corp
DCH
$1.51B
– –
-15,974
Closed -$92K
BHC icon
2048
Bausch Health
BHC
$2.34B
– –
-14,393
Closed -$224K
BYD icon
2049
Boyd Gaming
BYD
$6.06B
– –
-25,072
Closed -$769K
BZUN
2050
Baozun
BZUN
$172M
– –
-15,685
Closed -$510K
80 81
82
83 84

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.