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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-16.51%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$9.93B
AUM Growth
-$3.38B
Cap. Flow
-$783M
Cap. Flow %
-7.89%
Top 10 Hldgs %
19.46%
Holding
2,102
New
46
Increased
519
Reduced
1,261
Closed
268

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$736M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$280M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$28.2M
4
CNO icon
CNO Financial Group
CNO
+$22.6M
5
RGA icon
Reinsurance Group of America
RGA
+$15.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$255M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$95.7M
3
AAPL icon
Apple
AAPL
+$71.2M
4
MSFT icon
Microsoft
MSFT
+$68.9M
5
AMZN icon
Amazon
AMZN
+$47.4M

Sector Composition

Rank Sector Weight
1 Technology 14.58%
2 Healthcare 9.97%
3 Financials 8.51%
4 Consumer Staples 6.67%
5 Consumer Discretionary 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIX icon
2026
WIX.com
WIX
$2.52B
– –
-1,684
Closed -$206K
WKC icon
2027
World Kinect Corp
WKC
$1.86B
– –
-49,802
Closed -$2.16M
WLY icon
2028
John Wiley & Sons Class A
WLY
$2.66B
– –
-27,378
Closed -$1.33M
WPP icon
2029
WPP
WPP
$5.94B
– –
-8,818
Closed -$620K
XPO icon
2030
XPO
XPO
$23.7B
– –
-23,837
Closed -$657K
YUMC icon
2031
Yum China
YUMC
$16.3B
– –
-6,254
Closed -$300K
ZEUS
2032
DELISTED
Olympic Steel
ZEUS
– –
-16,411
Closed -$294K
ZTO icon
2033
ZTO Express
ZTO
$17.9B
– –
-11,182
Closed -$261K
ZUMZ icon
2034
Zumiez
ZUMZ
$339M
– –
-6,000
Closed -$207K
ARQ icon
2035
Arq
ARQ
$89.3M
– –
-20,365
Closed -$214K
PRKS icon
2036
United Parks & Resorts
PRKS
$2.12B
– –
-6,781
Closed -$215K
INVX
2037
Innovex International
INVX
$1.97B
– –
-5,774
Closed -$271K
CUTR
2038
DELISTED
Cutera, Inc.
CUTR
– –
-5,900
Closed -$211K
SUM
2039
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-11,635
Closed -$273K
BIG
2040
DELISTED
Big Lots, Inc.
BIG
– –
-8,141
Closed -$234K
CONN
2041
DELISTED
Conn's Inc.
CONN
– –
-16,406
Closed -$203K
LBAI
2042
DELISTED
Lakeland Bancorp Inc
LBAI
– –
-49,936
Closed -$868K
AYX
2043
DELISTED
Alteryx Inc
AYX
– –
-3,041
Closed -$304K
VRTV
2044
DELISTED
VERITIV CORPORATION
VRTV
– –
-11,880
Closed -$234K
CIR
2045
DELISTED
CIRCOR International, Inc
CIR
– –
-4,350
Closed -$201K
PDCE
2046
DELISTED
PDC Energy, Inc.
PDCE
– –
-7,731
Closed -$202K
ROCC
2047
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-13,264
Closed -$403K
CSII
2048
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-6,193
Closed -$301K
ATCO
2049
DELISTED
Atlas Corp.
ATCO
– –
-10,793
Closed -$153K
LCI
2050
DELISTED
Lannett Company, Inc.
LCI
– –
-3,498
Closed -$123K
80 81
82
83 84

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Guggenheim Capital held 2,102 positions worth $9.93B, down 25% from $13.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Guggenheim Capital withdrew a net $783M in Q1 2020, closing 268 positions and reducing 1,261 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $95.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in iShares iBoxx $ High Yield Corporate Bond ETF worth $255M.

  • Guggenheim Capital's largest Q1 2020 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,315,008 shares worth $255M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q1 2020, an estimated $736M increase.
  • Guggenheim Capital's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $255M.
  • Guggenheim Capital fully exited iShares Core S&P 500 ETF in Q1 2020, selling an estimated $95.7M.
  • Guggenheim Capital's ten largest holdings make up 19% of its $9.93B portfolio in Q1 2020.
  • Guggenheim Capital opened 46 new positions and closed 268 in Q1 2020.
  • Guggenheim Capital's portfolio value fell 25% quarter-over-quarter to $9.93B.

Based on Guggenheim Capital's 13F filing for Q1 2020, filed 2 Jun 2020.