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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
(+6.4%)
Cap. Flow
-$35.2M
Cap. Flow
% of AUM
-0.26%
Top 10 Holdings %
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$251M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$91.6M |
| 3 |
Truist Financial
TFC
|
+$10.3M |
| 4 |
Exelon
EXC
|
+$9.3M |
| 5 |
Freeport-McMoran
FCX
|
+$7.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$90.9M |
| 2 |
Apple
AAPL
|
+$35.8M |
| 3 |
CELG
Celgene Corp
CELG
|
+$33.4M |
| 4 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$32.5M |
| 5 |
Microsoft
MSFT
|
+$32.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.39% |
| 2 | Financials | 10.11% |
| 3 | Healthcare | 10% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Industrials | 7.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
NatWest
NWG
$75.4B
| $146K | ﹤0.01% |
21,082
+8,942
| +74% | +$56K |
|
|
FG
2027
DELISTED
FGL Holdings Ordinary Shares
FG
| $145K | ﹤0.01% |
13,580
-3,620
| -21% | -$32.9K |
|
|
AWP
2028
abrdn Global Premier Properties Fund
AWP
$372M
| $137K | ﹤0.01% |
7,037
-8,126
| -54% | -$156K |
|
2029
Harmonic Inc
HLIT
$1.25B
| $137K | ﹤0.01% |
17,617
+2,980
| +20% | +$22.2K |
|
2030
Banco Santander
SAN
$201B
| $131K | ﹤0.01% |
32,843
-12,799
| -28% | -$49.7K |
|
2031
Quad
QUAD
$536M
| $128K | ﹤0.01% |
27,484
-42,380
| -61% | -$265K |
|
2032
SunCoke Energy
SXC
$720M
| $128K | ﹤0.01% |
20,550
+533
| +3% | +$2.96K |
|
2033
Entravision Communication
EVC
$1.03B
| $124K | ﹤0.01% |
47,488
-5,818
| -11% | -$15.9K |
|
2034
Bristow Group
VTOL
$1.34B
| $124K | ﹤0.01% |
+6,100
| New | +$121K |
|
|
LCI
2035
DELISTED
Lannett Company, Inc.
LCI
| $123K | ﹤0.01% |
3,498
-3,144
| -47% | -$128K |
|
|
GLUU
2036
DELISTED
Glu Mobile Inc.
GLUU
| $120K | ﹤0.01% |
+19,870
| New | +$114K |
|
|
PPT
2037
Franklin Premier Income Trust
PPT
$324M
| $119K | ﹤0.01% |
+21,886
| New | +$118K |
|
2038
First Bancorp
FBP
$4.42B
| $115K | ﹤0.01% |
+10,832
| New | +$113K |
|
|
CDR
2039
DELISTED
Cedar Realty Trust, Inc
CDR
| $114K | ﹤0.01% |
5,867
+1,343
| +30% | +$26.1K |
|
|
MIK
2040
DELISTED
Michaels Stores, Inc
MIK
| $114K | ﹤0.01% |
+14,040
| New | +$118K |
|
2041
VEON
VEON
$3.62B
| $104K | ﹤0.01% |
1,649
-1,515
| -48% | -$93.1K |
|
2042
LSB Industries
LXU
$783M
| $102K | ﹤0.01% |
+31,577
| New | +$107K |
|
|
AKS
2043
DELISTED
AK Steel Holding Corp
AKS
| $102K | ﹤0.01% |
31,060
+232
| +0.8% | +$643 |
|
2044
SLM Corp
SLM
$4.89B
| $101K | ﹤0.01% |
11,277
-73,837
| -87% | -$642K |
|
|
NE
2045
DELISTED
Noble Corporation
NE
| $100K | ﹤0.01% |
+82,300
| New | +$98.5K |
|
2046
Daktronics
DAKT
$955M
| $97K | ﹤0.01% |
+15,880
| New | +$106K |
|
2047
Calix
CALX
$2.26B
| $93K | ﹤0.01% |
11,655
-143
| -1% | -$1.06K |
|
|
GGN
2048
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$766M
| $91K | ﹤0.01% |
20,570
-544
| -3% | -$2.32K |
|
2049
Genie Energy
GNE
$367M
| $89K | ﹤0.01% |
11,481
-142
| -1% | -$1.11K |
|
|
JCP
2050
DELISTED
J.C. Penney Company, Inc.
JCP
| $84K | ﹤0.01% |
75,017
-135,958
| -64% | -$144K |
|
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Guggenheim Capital's Q4 2019 Portfolio in Review
As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
- Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
- Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
- Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
- Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
- Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
- Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.
Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.