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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANH
2026
DELISTED
Anworth Mortgage Asset Corporation
ANH
$172K ﹤0.01%
52,029
-6,067
-10% -$21.7K
EVC icon
2027
Entravision Communication
EVC
$1.02B
$170K ﹤0.01%
53,306
-1,795
-3% -$5.65K
VIRT icon
2028
Virtu Financial
VIRT
$5.2B
$170K ﹤0.01%
10,376
-1,816
-15% -$36.3K
NPKI
2029
NPK International
NPKI
$1.12B
$167K ﹤0.01%
+21,932
New +$155K
FOSL icon
2030
Fossil Group
FOSL
$348M
$164K ﹤0.01%
+13,080
New +$148K
PFX icon
2031
PhenixFIN
PFX
$83.1M
$164K ﹤0.01%
3,166
-4,459
-58% -$231K
RYAM icon
2032
Rayonier Advanced Materials
RYAM
$608M
$163K ﹤0.01%
37,702
+25,300
+204% +$108K
SKT icon
2033
Tanger
SKT
$4.68B
$162K ﹤0.01%
10,473
-6,593
-39% -$103K
BKD icon
2034
Brookdale Senior Living
BKD
$3.43B
$159K ﹤0.01%
20,969
-21,034
-50% -$166K
BSBR icon
2035
Santander
BSBR
$43B
$159K ﹤0.01%
15,195
-20,174
-57% -$215K
NEX
2036
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$159K ﹤0.01%
26,247
-13,370
-34% -$78.3K
KOS icon
2037
Kosmos Energy
KOS
$1.51B
$158K ﹤0.01%
+25,393
New +$156K
QEP
2038
DELISTED
QEP RESOURCES, INC.
QEP
$157K ﹤0.01%
42,400
-123,203
-74% -$586K
RPT
2039
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$152K ﹤0.01%
11,227
-11,261
-50% -$139K
OXSQ icon
2040
Oxford Square Capital
OXSQ
$160M
$150K ﹤0.01%
24,091
-44,750
-65% -$286K
EXTN
2041
DELISTED
Exterran Corporation
EXTN
$149K ﹤0.01%
+11,376
New +$138K
GNW icon
2042
Genworth Financial
GNW
$3.76B
$148K ﹤0.01%
33,644
-7,713
-19% -$32.2K
EPM icon
2043
Evolution Petroleum
EPM
$129M
$142K ﹤0.01%
24,366
-4,678
-16% -$28.6K
FCRD
2044
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$139K ﹤0.01%
20,386
-32,900
-62% -$220K
FRTA
2045
DELISTED
Forterra, Inc
FRTA
$139K ﹤0.01%
19,284
-5,214
-21% -$33.6K
TWI icon
2046
Titan International
TWI
$466M
$137K ﹤0.01%
50,631
+34,205
+208% +$113K
VAL
2047
DELISTED
Valaris plc Class A Ordinary Share
VAL
$137K ﹤0.01%
+28,460
New +$153K
FG
2048
DELISTED
FGL Holdings Ordinary Shares
FG
$137K ﹤0.01%
17,200
-2,397
-12% -$19.1K
TEF
2049
DELISTED
Telefonica
TEF
$135K ﹤0.01%
21,999
-51,224
-70% -$310K
CBL
2050
DELISTED
CBL& Associates Properties, Inc.
CBL
$135K ﹤0.01%
104,638
+69,511
+198% +$72.5K
80 81
82
83 84

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.