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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPK icon
2026
Chesapeake Utilities
CPK
$3.19B
$464K ﹤0.01%
5,532
-778
-12% -$66.1K
GWRE icon
2027
Guidewire Software
GWRE
$13.3B
$463K ﹤0.01%
4,583
+453
+11% +$43.5K
ESIO
2028
DELISTED
Electro Scientific Industries
ESIO
$463K ﹤0.01%
26,530
+4,994
+23% +$97.4K
HF
2029
DELISTED
HFF Inc.
HF
$461K ﹤0.01%
10,851
+2,030
+23% +$85.4K
ORIG
2030
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$461K ﹤0.01%
+13,310
New +$384K
WAL icon
2031
Western Alliance Bancorporation
WAL
$9.2B
$460K ﹤0.01%
8,084
+2,317
+40% +$133K
PHH
2032
DELISTED
PHH Corporation
PHH
$460K ﹤0.01%
41,819
+153
+0.4% +$1.67K
CMO
2033
DELISTED
Capstead Mortgage Corp.
CMO
$460K ﹤0.01%
58,112
-32,056
-36% -$270K
MEOH icon
2034
Methanex
MEOH
$4.2B
$456K ﹤0.01%
5,762
-344
-6% -$25K
LYG icon
2035
Lloyds Banking Group
LYG
$90.3B
$454K ﹤0.01%
149,450
-81
-0.1% -$260
RBC icon
2036
RBC Bearings
RBC
$18.1B
$453K ﹤0.01%
3,014
+69
+2% +$9.93K
RDWR icon
2037
Radware
RDWR
$1.16B
$453K ﹤0.01%
+17,124
New +$459K
PGRE
2038
DELISTED
Paramount Group
PGRE
$452K ﹤0.01%
29,930
+17,970
+150% +$279K
GHII
2039
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$450K ﹤0.01%
17,293
+5,641
+48% +$151K
EMD
2040
Western Asset Emerging Markets Debt Fund
EMD
$612M
$447K ﹤0.01%
+33,252
New +$448K
MC icon
2041
Moelis & Co
MC
$5.08B
$447K ﹤0.01%
8,169
-459
-5% -$26.9K
AMBA icon
2042
Ambarella
AMBA
$3.63B
$446K ﹤0.01%
11,537
+207
+2% +$8.02K
FUL icon
2043
H.B. Fuller
FUL
$3.07B
$445K ﹤0.01%
8,615
+1,401
+19% +$79.1K
FRO icon
2044
Frontline
FRO
$8.68B
$444K ﹤0.01%
76,483
-38,428
-33% -$203K
IBP icon
2045
Installed Building Products
IBP
$6.15B
$444K ﹤0.01%
11,377
+2,140
+23% +$108K
JPC icon
2046
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$444K ﹤0.01%
47,908
-9,454
-16% -$88.5K
KTWO
2047
DELISTED
K2M Group Holdings, Inc
KTWO
$443K ﹤0.01%
+16,185
New +$379K
SUP
2048
DELISTED
Superior Industries International
SUP
$442K ﹤0.01%
25,950
+5,793
+29% +$111K
CRVL icon
2049
CorVel
CRVL
$3.09B
$440K ﹤0.01%
21,912
+4,149
+23% +$80K
EXLS icon
2050
EXL Service
EXLS
$5.19B
$438K ﹤0.01%
33,045
+6,210
+23% +$76.9K
80 81
82
83 84

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.