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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
Cap. Flow
-$1.4B
Cap. Flow %
-3.42%
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90

Top Buys

Rank Stock Value
1
IPGP icon
IPG Photonics
IPGP
+$83.6M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$79.8M
3
TTWO icon
Take-Two Interactive
TTWO
+$54.2M
4
SIVB
SVB Financial Group
SIVB
+$47.1M
5
NKTR icon
Nektar Therapeutics
NKTR
+$41.1M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$792M
2
STX icon
Seagate
STX
+$79.7M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$76.2M
4
LYB icon
LyondellBasell Industries
LYB
+$75.9M
5
ACN icon
Accenture
ACN
+$71.2M

Sector Composition

Rank Sector Weight
1 Technology 15.18%
2 Financials 12.82%
3 Healthcare 11.74%
4 Industrials 10.52%
5 Consumer Discretionary 10.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INAP
2026
DELISTED
Internap Corporation
INAP
$1.11M ﹤0.01%
101,412
+20,682
+26% +$290K
EOT
2027
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$1.11M ﹤0.01%
53,870
-4,029
-7% -$86.5K
HYB
2028
DELISTED
New America High Income Fund, Inc.
HYB
$1.11M ﹤0.01%
127,931
-39,859
-24% -$358K
SFBS
2029
ServisFirst Bancshares
SFBS
$4.86B
$1.11M ﹤0.01%
27,252
-111
-0.4% -$4.65K
WOW
2030
DELISTED
WideOpenWest
WOW
$1.11M ﹤0.01%
155,465
+26,392
+20% +$254K
CVSA
2031
Covista Inc
CVSA
$4.8B
$1.1M ﹤0.01%
23,141
-12,500
-35% -$585K
JRVR icon
2032
James River Group Holdings
JRVR
$217M
$1.1M ﹤0.01%
31,050
+2,991
+11% +$109K
TISI icon
2033
Team
TISI
$77.7M
$1.1M ﹤0.01%
7,993
-1,436
-15% -$236K
ILG
2034
DELISTED
ILG, Inc Common Stock
ILG
$1.1M ﹤0.01%
35,248
-3,453
-9% -$108K
CET
2035
Central Securities Corp
CET
$1.65B
$1.09M ﹤0.01%
41,000
+5,722
+16% +$157K
CGBD icon
2036
Carlyle Secured Lending
CGBD
$758M
$1.09M ﹤0.01%
60,905
+36,375
+148% +$651K
CHSP
2037
DELISTED
Chesapeake Lodging Trust
CHSP
$1.08M ﹤0.01%
38,859
-4,934
-11% -$133K
RFI
2038
Cohen & Steers Total Return Realty Fund
RFI
$310M
$1.08M ﹤0.01%
91,157
-6,994
-7% -$84.6K
LNG icon
2039
Cheniere Energy
LNG
$52.9B
$1.08M ﹤0.01%
20,197
+3,491
+21% +$192K
YPF icon
2040
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$1.08M ﹤0.01%
49,830
-2,245
-4% -$52K
WAAS
2041
DELISTED
AquaVenture Holdings Limited
WAAS
$1.07M ﹤0.01%
86,629
+9,777
+13% +$137K
RENX
2042
DELISTED
RELX N.V.
RENX
$1.07M ﹤0.01%
51,716
-2,904
-5% -$61.9K
SLGL icon
2043
Sol-Gel Technologies
SLGL
$288M
$1.07M ﹤0.01%
+10,416
New +$1.17M
LCI
2044
DELISTED
Lannett Company, Inc.
LCI
$1.07M ﹤0.01%
16,674
+353
+2% +$27.2K
MBI icon
2045
MBIA
MBI
$260M
$1.07M ﹤0.01%
115,158
-7,271
-6% -$58.4K
PFS icon
2046
Provident Financial Services
PFS
$3.19B
$1.07M ﹤0.01%
+41,653
New +$1.1M
TGTX icon
2047
TG Therapeutics
TGTX
$7.62B
$1.06M ﹤0.01%
74,974
-76,413
-50% -$977K
TM icon
2048
Toyota
TM
$225B
$1.06M ﹤0.01%
8,158
+9
+0.1% +$1.21K
SMTC icon
2049
Semtech
SMTC
$13B
$1.06M ﹤0.01%
27,233
+8,410
+45% +$303K
ANAT
2050
DELISTED
American National Group, Inc. Common Stock
ANAT
$1.06M ﹤0.01%
9,075
-5,400
-37% -$654K
80 81
82
83 84

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.

  • Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
  • Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
  • Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
  • Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
  • Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
  • Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.

Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.