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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSM icon
2026
Fortuna Silver Mines
FSM
$2.55B
$1.14M ﹤0.01%
260,158
+58,645
+29% +$275K
LBAI
2027
DELISTED
Lakeland Bancorp Inc
LBAI
$1.14M ﹤0.01%
+55,894
New +$1.06M
DDD icon
2028
3D Systems Corp
DDD
$431M
$1.14M ﹤0.01%
84,997
+37,246
+78% +$545K
UNVR
2029
DELISTED
Univar Solutions Inc.
UNVR
$1.14M ﹤0.01%
39,321
+6,233
+19% +$179K
ZUMZ icon
2030
Zumiez
ZUMZ
$332M
$1.14M ﹤0.01%
62,810
+3,397
+6% +$46.2K
WAAS
2031
DELISTED
AquaVenture Holdings Limited
WAAS
$1.14M ﹤0.01%
84,123
+10,082
+14% +$154K
NJR icon
2032
New Jersey Resources
NJR
$5.84B
$1.13M ﹤0.01%
26,778
-29,754
-53% -$1.26M
HPF
2033
John Hancock Preferred Income Fund II
HPF
$343M
$1.13M ﹤0.01%
51,428
+5,795
+13% +$127K
ITG
2034
DELISTED
Investment Technology Group Inc
ITG
$1.13M ﹤0.01%
50,931
+8,358
+20% +$175K
CORR
2035
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$1.12M ﹤0.01%
31,670
-8,738
-22% -$297K
TAL icon
2036
TAL Education Group
TAL
$6.93B
$1.12M ﹤0.01%
33,128
-11,038
-25% -$311K
MUX icon
2037
McEwen Inc
MUX
$1.03B
$1.11M ﹤0.01%
57,153
+11,885
+26% +$291K
BERY
2038
DELISTED
Berry Global Group, Inc.
BERY
$1.11M ﹤0.01%
21,363
+4,525
+27% +$236K
SYKE
2039
DELISTED
SYKES Enterprises Inc
SYKE
$1.1M ﹤0.01%
37,885
+7,353
+24% +$218K
BEL
2040
DELISTED
Belmond Ltd.
BEL
$1.1M ﹤0.01%
80,910
+6,387
+9% +$82.1K
SLCA
2041
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1.1M ﹤0.01%
35,474
+5,281
+17% +$153K
SPSC icon
2042
SPS Commerce
SPSC
$2.64B
$1.1M ﹤0.01%
38,870
+5,500
+16% +$162K
ASNA
2043
DELISTED
Ascena Retail Group, Inc.
ASNA
$1.1M ﹤0.01%
22,498
+3,801
+20% +$165K
ARLP icon
2044
Alliance Resource Partners
ARLP
$3.34B
$1.1M ﹤0.01%
56,845
+1,250
+2% +$23.9K
SLAB icon
2045
Silicon Laboratories
SLAB
$7.17B
$1.1M ﹤0.01%
13,739
-6,699
-33% -$499K
AAON icon
2046
Aaon
AAON
$7.3B
$1.1M ﹤0.01%
47,718
+3,970
+9% +$90.2K
FLXN
2047
DELISTED
Flexion Therapeutics, Inc.
FLXN
$1.09M ﹤0.01%
45,278
-15,236
-25% -$358K
FRO icon
2048
Frontline
FRO
$8.76B
$1.09M ﹤0.01%
180,844
-255,631
-59% -$1.44M
PPLI
2049
People Inc
PPLI
$3.09B
$1.09M ﹤0.01%
51,953
-5,019
-9% -$97.5K
BWG
2050
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$1.08M ﹤0.01%
80,493
+15,930
+25% +$215K
80 81
82
83 84

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.