We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESE icon
2026
ESCO Technologies
ESE
$8.24B
$1.15M ﹤0.01%
19,736
-2,189
-10% -$123K
KNGT
2027
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$1.15M ﹤0.01%
36,525
-4,403
-11% -$138K
CSC
2028
DELISTED
Computer Sciences
CSC
$1.14M ﹤0.01%
16,535
-6,981
-30% -$463K
WIRE
2029
DELISTED
Encore Wire Corp
WIRE
$1.14M ﹤0.01%
24,760
-5,260
-18% -$235K
SABR icon
2030
Sabre
SABR
$779M
$1.14M ﹤0.01%
53,651
+32,500
+154% +$744K
SPOK icon
2031
Spok Holdings
SPOK
$232M
$1.14M ﹤0.01%
59,875
-11,343
-16% -$220K
BGC
2032
DELISTED
General Cable Corporation
BGC
$1.13M ﹤0.01%
63,151
-11,616
-16% -$208K
FSM icon
2033
Fortuna Silver Mines
FSM
$2.63B
$1.13M ﹤0.01%
217,593
-144,550
-40% -$854K
ACLS icon
2034
Axcelis
ACLS
$4.03B
$1.13M ﹤0.01%
60,036
-9,000
-13% -$142K
DBI icon
2035
Designer Brands
DBI
$331M
$1.12M ﹤0.01%
54,282
+16,397
+43% +$340K
FOR icon
2036
Forestar Group
FOR
$1.47B
$1.12M ﹤0.01%
82,215
+43,542
+113% +$570K
KVHI icon
2037
KVH Industries
KVHI
$179M
$1.12M ﹤0.01%
133,480
+69,350
+108% +$677K
OMAB icon
2038
Grupo Aeroportuario Centro Norte
OMAB
$5.15B
$1.12M ﹤0.01%
25,929
-4,360
-14% -$161K
HCSG icon
2039
Healthcare Services Group
HCSG
$1.61B
$1.12M ﹤0.01%
25,975
-3,011
-10% -$124K
FINL
2040
DELISTED
Finish Line
FINL
$1.12M ﹤0.01%
78,733
-51,721
-40% -$868K
MACK
2041
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$1.12M ﹤0.01%
46,157
+9,832
+27% +$246K
CMBS icon
2042
iShares CMBS ETF
CMBS
$472M
$1.11M ﹤0.01%
21,699
+7,361
+51% +$376K
GNC
2043
DELISTED
GNC Holdings, Inc.
GNC
$1.11M ﹤0.01%
150,912
-36,633
-20% -$315K
WEA
2044
Western Asset Premier Bond Fund
WEA
$124M
$1.1M ﹤0.01%
82,740
-2,219
-3% -$29.8K
BOH icon
2045
Bank of Hawaii
BOH
$3.16B
$1.1M ﹤0.01%
13,412
+1,281
+11% +$109K
ZUMZ icon
2046
Zumiez
ZUMZ
$345M
$1.1M ﹤0.01%
60,332
-10,350
-15% -$203K
HTZ
2047
DELISTED
Hertz Global Holdings, Inc.
HTZ
$1.1M ﹤0.01%
72,163
-5,541
-7% -$101K
MUS
2048
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.1M ﹤0.01%
83,175
+9,780
+13% +$132K
CIG icon
2049
CEMIG Preferred Shares
CIG
$6.24B
$1.09M ﹤0.01%
652,515
-803,739
-55% -$1.25M
JOY
2050
DELISTED
Joy Global Inc
JOY
$1.09M ﹤0.01%
38,724
-2,010
-5% -$56.6K
80 81
82
83 84

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.