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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVIV
2026
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
$1.23M ﹤0.01%
16
+7
+78% +$626K
VALE.P
2027
DELISTED
Vale S A
VALE.P
$1.23M ﹤0.01%
177,957
-88,649
-33% -$588K
FTAI icon
2028
FTAI Aviation
FTAI
$22.5B
$1.23M ﹤0.01%
107,850
-13,245
-11% -$146K
WPZ
2029
DELISTED
Williams Partners L.P.
WPZ
$1.22M ﹤0.01%
32,147
-88,726
-73% -$3.19M
B
2030
DELISTED
Barnes Group Inc.
B
$1.22M ﹤0.01%
25,720
+2,485
+11% +$108K
CPLA
2031
DELISTED
Capella Education Company
CPLA
$1.22M ﹤0.01%
+13,888
New +$1.08M
ENOC
2032
DELISTED
EnerNOC, Inc.
ENOC
$1.22M ﹤0.01%
203,109
-13,242
-6% -$76.7K
RNST icon
2033
Renasant Corp
RNST
$3.93B
$1.21M ﹤0.01%
28,769
+13,971
+94% +$530K
G icon
2034
Genpact
G
$5.85B
$1.21M ﹤0.01%
49,671
+8,862
+22% +$211K
WIP icon
2035
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$1.21M ﹤0.01%
23,215
-4,438
-16% -$239K
HOS
2036
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1.21M ﹤0.01%
167,367
-41,254
-20% -$242K
CORR
2037
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$1.21M ﹤0.01%
34,525
+9,746
+39% +$299K
HMSY
2038
DELISTED
HMS Holdings Corp.
HMSY
$1.2M ﹤0.01%
66,208
+43,542
+192% +$847K
SXT icon
2039
Sensient Technologies
SXT
$5.55B
$1.2M ﹤0.01%
15,274
-1,926
-11% -$147K
LHCG
2040
DELISTED
LHC Group LLC
LHCG
$1.2M ﹤0.01%
26,259
-5,585
-18% -$227K
IPHS
2041
DELISTED
Innophos Holdings, Inc.
IPHS
$1.2M ﹤0.01%
22,962
-17,334
-43% -$842K
VSAT icon
2042
Viasat
VSAT
$11B
$1.2M ﹤0.01%
18,115
+5,211
+40% +$374K
AR icon
2043
Antero Resources
AR
$10.8B
$1.2M ﹤0.01%
50,677
+12,187
+32% +$313K
PRXL
2044
DELISTED
Parexel International Corp
PRXL
$1.2M ﹤0.01%
18,236
-92,386
-84% -$5.79M
EGOV
2045
DELISTED
NIC Inc
EGOV
$1.18M ﹤0.01%
49,568
-12,505
-20% -$299K
PCY icon
2046
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1.18M ﹤0.01%
+41,838
New +$1.21M
HIO
2047
Western Asset High Income Opportunity Fund
HIO
$339M
$1.18M ﹤0.01%
236,607
+3,438
+1% +$17K
PETS icon
2048
PetMed Express
PETS
$42.3M
$1.18M ﹤0.01%
51,165
-365
-0.7% -$7.82K
TTSH
2049
DELISTED
Tile Shop Holdings
TTSH
$1.18M ﹤0.01%
+60,352
New +$1.13M
TYL icon
2050
Tyler Technologies
TYL
$12.8B
$1.17M ﹤0.01%
8,221
-44,030
-84% -$6.83M
80 81
82
83 84

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.