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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MQY icon
2026
BlackRock MuniYield Quality Fund
MQY
$815M
$1.35M ﹤0.01%
87,823
-7,318
-8% -$112K
CBI
2027
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.35M ﹤0.01%
32,072
+27,184
+556% +$1.34M
RIO icon
2028
Rio Tinto
RIO
$165B
$1.34M ﹤0.01%
29,207
+9,830
+51% +$463K
OUTR
2029
DELISTED
OUTERWALL INC
OUTR
$1.34M ﹤0.01%
+17,866
New +$1.14M
FMSA
2030
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$1.34M ﹤0.01%
+194,004
New +$2.12M
BGG
2031
DELISTED
Briggs & Stratton Corp.
BGG
$1.34M ﹤0.01%
65,521
+17,121
+35% +$336K
BBF
2032
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$1.34M ﹤0.01%
95,728
+12,910
+16% +$179K
SFE
2033
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.33M ﹤0.01%
67,379
-18,260
-21% -$352K
TKR icon
2034
Timken Company
TKR
$9B
$1.33M ﹤0.01%
31,244
+23,466
+302% +$986K
ZUMZ icon
2035
Zumiez
ZUMZ
$333M
$1.33M ﹤0.01%
+34,509
New +$1.18M
DXCM icon
2036
DexCom
DXCM
$31.8B
$1.33M ﹤0.01%
96,500
+18,956
+24% +$232K
PLXS icon
2037
Plexus
PLXS
$7.24B
$1.33M ﹤0.01%
32,211
+3,316
+11% +$129K
WPX
2038
DELISTED
WPX Energy, Inc.
WPX
$1.33M ﹤0.01%
113,978
-1,268,375
-92% -$20.2M
JCP
2039
DELISTED
J.C. Penney Company, Inc.
JCP
$1.33M ﹤0.01%
204,563
+44,652
+28% +$328K
MMU
2040
Western Asset Managed Municipals Fund
MMU
$552M
$1.32M ﹤0.01%
97,428
-102,877
-51% -$1.38M
MQT
2041
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$1.32M ﹤0.01%
100,377
+23,519
+31% +$308K
AMN icon
2042
AMN Healthcare
AMN
$1.36B
$1.32M ﹤0.01%
67,450
+18,673
+38% +$321K
SZMK
2043
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$1.32M ﹤0.01%
211,132
+159,574
+310% +$958K
KALU icon
2044
Kaiser Aluminum
KALU
$2.97B
$1.32M ﹤0.01%
18,438
-5,145
-22% -$372K
AUXL
2045
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$1.32M ﹤0.01%
38,283
+8,022
+27% +$262K
EVR icon
2046
Evercore
EVR
$11.9B
$1.31M ﹤0.01%
25,097
-13,600
-35% -$681K
PRAA icon
2047
PRA Group
PRAA
$780M
$1.31M ﹤0.01%
22,664
-2,639
-10% -$156K
CLR
2048
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$1.31M ﹤0.01%
34,189
+2,305
+7% +$113K
NGLS
2049
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$1.31M ﹤0.01%
27,289
-119,823
-81% -$6.76M
INFA
2050
DELISTED
INFORMATICA CORP
INFA
$1.31M ﹤0.01%
34,236
+10,869
+47% +$390K
80 81
82
83 84

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.