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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AV
2026
DELISTED
Aviva Plc
AV
$1.35M ﹤0.01%
79,978
-64,838
-45% -$1.11M
GLDD
2027
DELISTED
Great Lakes Dredge & Dock
GLDD
$1.35M ﹤0.01%
219,035
-36,123
-14% -$267K
AIR icon
2028
AAR Corp
AIR
$5.89B
$1.35M ﹤0.01%
56,022
-1,333
-2% -$36.2K
VWTR
2029
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$1.35M ﹤0.01%
67,583
-11,646
-15% -$255K
EMD
2030
Western Asset Emerging Markets Debt Fund
EMD
$614M
$1.35M ﹤0.01%
78,760
-6,602
-8% -$119K
XCO
2031
DELISTED
Exco Resources
XCO
$1.35M ﹤0.01%
26,890
+219
+0.8% +$15.4K
X
2032
DELISTED
US Steel
X
$1.34M ﹤0.01%
34,198
-834,355
-96% -$29.2M
JKHY icon
2033
Jack Henry & Associates
JKHY
$11.2B
$1.34M ﹤0.01%
24,028
+8,720
+57% +$508K
NKE icon
2034
PUT
Nike
NKE
$62.3B
$1.34M ﹤0.01%
30,000
-95,400
-76% -$3.78M
BRS
2035
DELISTED
Bristow Group, Inc.
BRS
$1.33M ﹤0.01%
19,853
-5,800
-23% -$420K
CLD
2036
DELISTED
Cloud Peak Energy Inc
CLD
$1.33M ﹤0.01%
105,701
-1,942
-2% -$29.4K
TAHO
2037
DELISTED
Tahoe Resources Inc
TAHO
$1.33M ﹤0.01%
65,626
+23,046
+54% +$579K
HCI icon
2038
HCI Group
HCI
$2.31B
$1.33M ﹤0.01%
36,961
-6,871
-16% -$278K
PAI
2039
Western Asset Investment Grade Income Fund
PAI
$113M
$1.33M ﹤0.01%
99,006
-36,946
-27% -$503K
BBN icon
2040
BlackRock Taxable Municipal Bond Trust
BBN
$983M
$1.32M ﹤0.01%
62,908
-3,368
-5% -$72.5K
QUAD icon
2041
Quad
QUAD
$515M
$1.32M ﹤0.01%
+68,661
New +$1.49M
ATR icon
2042
AptarGroup
ATR
$8.63B
$1.32M ﹤0.01%
21,766
+1,432
+7% +$91K
PRAA icon
2043
PRA Group
PRAA
$692M
$1.32M ﹤0.01%
25,303
-1,991
-7% -$115K
MDSO
2044
DELISTED
Medidata Solutions, Inc.
MDSO
$1.32M ﹤0.01%
29,834
-1,285
-4% -$56.9K
KRO icon
2045
KRONOS Worldwide
KRO
$947M
$1.32M ﹤0.01%
95,694
+59,467
+164% +$912K
ECYT
2046
DELISTED
Endocyte, Inc. Common Stock
ECYT
$1.32M ﹤0.01%
216,734
+6,129
+3% +$41.9K
OGS icon
2047
ONE Gas
OGS
$5B
$1.31M ﹤0.01%
38,357
-19,545
-34% -$715K
RT
2048
DELISTED
Ruby Tuesday Georgia
RT
$1.31M ﹤0.01%
222,865
-169,778
-43% -$1.09M
RPAI
2049
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.31M ﹤0.01%
89,538
-61,234
-41% -$943K
ZD icon
2050
Ziff Davis
ZD
$1.88B
$1.31M ﹤0.01%
30,504
-2,821
-8% -$125K
80 81
82
83 84

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.