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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Sally Beauty Holdings
SBH
$1.58B
| $1.41M | ﹤0.01% |
51,505
+36,319
| +239% | +$1.04M |
|
2027
Workday
WDAY
$44.4B
| $1.41M | ﹤0.01% |
15,438
+1,960
| +15% | +$187K |
|
|
SPLK
2028
DELISTED
Splunk Inc
SPLK
| $1.41M | ﹤0.01% |
19,739
+3,916
| +25% | +$320K |
|
|
CHU
2029
DELISTED
China Unicom (HONG KONG) Limited
CHU
| $1.41M | ﹤0.01% |
107,006
-19,953
| -16% | -$262K |
|
|
MRC
2030
DELISTED
MRC Global
MRC
| $1.41M | ﹤0.01% |
52,200
+3,867
| +8% | +$108K |
|
|
SFG
2031
DELISTED
STANCORP FINL GRP
SFG
| $1.4M | ﹤0.01% |
21,004
-7,451
| -26% | -$492K |
|
2032
Biglari Holdings Class B
BH
$1.21B
| $1.4M | ﹤0.01% |
4,645
+60
| +1% | +$17.3K |
|
|
LKM
2033
DELISTED
Link Motion Inc.
LKM
| $1.4M | ﹤0.01% |
79,566
-24,531
| -24% | -$434K |
|
|
ICON
2034
DELISTED
Iconix Brand Group, Inc.
ICON
| $1.4M | ﹤0.01% |
3,563
-1,513
| -30% | -$589K |
|
2035
Flotek Industries
FTK
$1.28B
| $1.4M | ﹤0.01% |
8,360
-3,352
| -29% | -$471K |
|
|
SHPG
2036
DELISTED
Shire pic
SHPG
| $1.4M | ﹤0.01% |
9,389
+1,585
| +20% | +$244K |
|
2037
Willis Towers Watson
WTW
$32B
| $1.39M | ﹤0.01% |
11,921
+1,223
| +11% | +$139K |
|
2038
MSC Industrial Direct
MSM
$6.86B
| $1.39M | ﹤0.01% |
16,005
+12,456
| +351% | +$1.06M |
|
2039
Golub Capital BDC
GBDC
$3.42B
| $1.38M | ﹤0.01% |
79,214
+37,000
| +88% | +$673K |
|
|
CAA
2040
DELISTED
CalAtlantic Group, Inc.
CAA
| $1.38M | ﹤0.01% |
33,292
-946
| -3% | -$41K |
|
2041
First Majestic Silver
AG
$9.07B
| $1.38M | ﹤0.01% |
142,946
+10,755
| +8% | +$117K |
|
2042
Energy Transfer Partners
ET
$69.3B
| $1.38M | ﹤0.01% |
58,986
-18,242
| -24% | -$394K |
|
2043
Axos Financial
AX
$5.68B
| $1.38M | ﹤0.01% |
64,268
-31,348
| -33% | -$674K |
|
|
IHS
2044
DELISTED
IHS INC CL-A COM STK
IHS
| $1.37M | ﹤0.01% |
11,289
-5,224
| -32% | -$616K |
|
|
ATML
2045
DELISTED
ATMEL CORP
ATML
| $1.37M | ﹤0.01% |
163,956
+42,640
| +35% | +$350K |
|
2046
Santander
BSBR
$43.5B
| $1.37M | ﹤0.01% |
256,759
+8,689
| +4% | +$42.4K |
|
2047
Canadian Pacific Kansas City
CP
$80.5B
| $1.37M | ﹤0.01% |
45,610
-4,950
| -10% | -$150K |
|
2048
Rio Tinto
RIO
$164B
| $1.37M | ﹤0.01% |
24,532
-2,338
| -9% | -$127K |
|
2049
AXIS Capital
AXS
$7.55B
| $1.37M | ﹤0.01% |
29,830
+426
| +1% | +$19.1K |
|
2050
Brixmor Property Group
BRX
$9.32B
| $1.37M | ﹤0.01% |
+64,152
| New | +$1.35M |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.