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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SITC icon
2001
SITE Centers
SITC
$165M
– –
-694,547
Closed -$7.4M
SITM icon
2002
SiTime
SITM
$21.8B
– –
-4,804
Closed -$488K
SKX
2003
DELISTED
Skechers
SKX
– –
-5,216
Closed -$219K
SMID icon
2004
Smith-Midland
SMID
$152M
– –
-11,320
Closed -$232K
SNEX icon
2005
StoneX
SNEX
$7.94B
– –
-16,175
Closed -$304K
SNN icon
2006
Smith & Nephew
SNN
$12.6B
– –
-7,750
Closed -$208K
SPB icon
2007
Spectrum Brands
SPB
$2.07B
– –
-11,458
Closed -$698K
SPE
2008
Special Opportunities Fund
SPE
$144M
– –
-18,088
Closed -$197K
SPTN
2009
DELISTED
SpartanNash
SPTN
– –
-85,410
Closed -$2.58M
SUPN icon
2010
Supernus Pharmaceuticals
SUPN
$2.77B
– –
-22,360
Closed -$798K
TALO icon
2011
Talos Energy
TALO
$2.4B
– –
-23,552
Closed -$445K
THS
2012
DELISTED
Treehouse Foods
THS
– –
-15,287
Closed -$755K
TPIC
2013
DELISTED
TPI Composites
TPIC
– –
-23,970
Closed -$243K
TREX icon
2014
Trex
TREX
$5.01B
– –
-5,611
Closed -$238K
TSE
2015
DELISTED
Trinseo
TSE
– –
-12,017
Closed -$273K
TTD icon
2016
Trade Desk
TTD
$6.49B
– –
-5,429
Closed -$243K
TWI icon
2017
Titan International
TWI
$475M
– –
-14,372
Closed -$220K
TXG icon
2018
10x Genomics
TXG
$6.61B
– –
-6,059
Closed -$221K
UHAL.B icon
2019
U-Haul Holding Co Series N
UHAL.B
$12.8B
– –
-3,744
Closed -$206K
UNFI icon
2020
United Natural Foods
UNFI
$2.85B
– –
-21,630
Closed -$837K
VCYT icon
2021
Veracyte
VCYT
$3.8B
– –
-41,791
Closed -$992K
VNDA icon
2022
Vanda Pharmaceuticals
VNDA
$302M
– –
-39,097
Closed -$289K
VREX icon
2023
Varex Imaging
VREX
$523M
– –
-37,861
Closed -$769K
VTLE
2024
DELISTED
Vital Energy
VTLE
– –
-12,518
Closed -$644K
VTOL icon
2025
Bristow Group
VTOL
$1.36B
– –
-19,233
Closed -$522K
79 80
81
82 83

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.