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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPEL icon
2001
XPEL
XPEL
$1.38B
– –
-3,368
Closed -$217K
ZD icon
2002
Ziff Davis
ZD
$1.98B
– –
-10,636
Closed -$728K
ZEUS
2003
DELISTED
Olympic Steel
ZEUS
– –
-9,065
Closed -$207K
ZIM icon
2004
ZIM Integrated Shipping Services
ZIM
$3.24B
– –
-8,545
Closed -$201K
ZWS icon
2005
Zurn Elkay Water Solutions
ZWS
$8.53B
– –
-172,260
Closed -$4.22M
ZYME icon
2006
Zymeworks
ZYME
$1.67B
– –
-18,831
Closed -$116K
MTUS icon
2007
Metallus
MTUS
$898M
– –
-12,266
Closed -$184K
TVRD
2008
Tvardi Therapeutics
TVRD
$23.4M
– –
-294
Closed -$99K
RVNC
2009
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-32,735
Closed -$884K
HTLF
2010
DELISTED
Heartland Financial USA, Inc.
HTLF
– –
-84,075
Closed -$3.65M
GHIX
2011
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
– –
-5,031,868
Closed -$48.7M
HOLI
2012
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-37,767
Closed -$646K
NSTG
2013
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-17,724
Closed -$227K
DBD
2014
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-10,420
Closed -$25K
TCRR
2015
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
– –
-10,622
Closed -$19K
GIIX
2016
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
– –
-2,014,925
Closed -$19.9M
GIIXW
2017
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
– –
-123,134
Closed -$114K
LFG
2018
DELISTED
Archaea Energy Inc.
LFG
– –
-29,816
Closed -$537K
ABMD
2019
DELISTED
Abiomed Inc
ABMD
– –
-2,615
Closed -$642K
COLIW
2020
DELISTED
Colicity Inc. Warrant
COLIW
– –
-175,086
Closed -$8K
COLI
2021
DELISTED
Colicity Inc. Class A Common Stock
COLI
– –
-905,595
Closed -$8.91M
RXRA
2022
DELISTED
RXR Acquisition Corp. Class A Common Stock
RXRA
– –
-2,484,999
Closed -$24.5M
RXRAW
2023
DELISTED
RXR Acquisition Corp. Warrants to purchase Class A common stock
RXRAW
– –
-88,810
Closed -$1K
GSEVW
2024
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
– –
-125,627
Closed -$10K
GTPAW
2025
DELISTED
Gores Technology Partners, Inc. Warrant
GTPAW
– –
-104,894
Closed -$16K
78 79 80
81
82

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.