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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVST icon
2001
Envista
NVST
$4.52B
– –
-6,293
Closed -$243K
NWBI icon
2002
Northwest Bancshares
NWBI
$2.28B
– –
-127,941
Closed -$1.64M
ODP
2003
DELISTED
ODP
ODP
– –
-9,255
Closed -$280K
ACH
2004
Accendra Health
ACH
$214M
– –
-6,755
Closed -$213K
OPRX icon
2005
OptimizeRx
OPRX
$133M
– –
-8,534
Closed -$234K
OTEX icon
2006
Open Text
OTEX
$6.04B
– –
-42,905
Closed -$1.62M
PIPR icon
2007
Piper Sandler
PIPR
$5.29B
– –
-34,312
Closed -$972K
PLAB icon
2008
Photronics
PLAB
$1.93B
– –
-12,357
Closed -$241K
PLMR icon
2009
Palomar
PLMR
$3.45B
– –
-3,711
Closed -$239K
PMT
2010
PennyMac Mortgage Investment
PMT
$842M
– –
-11,261
Closed -$156K
POWL icon
2011
Powell Industries
POWL
$7.71B
– –
-36,591
Closed -$285K
PRA
2012
DELISTED
ProAssurance
PRA
– –
-12,223
Closed -$289K
PRI icon
2013
Primerica
PRI
$9.89B
– –
-4,419
Closed -$529K
PTON icon
2014
Peloton Interactive
PTON
$2.49B
– –
-10,253
Closed -$94K
QURE icon
2015
uniQure
QURE
$3.22B
– –
-12,746
Closed -$237K
RC
2016
Ready Capital
RC
$308M
– –
-12,985
Closed -$155K
RCUS icon
2017
Arcus Biosciences
RCUS
$3.64B
– –
-9,903
Closed -$251K
REZI icon
2018
Resideo Technologies
REZI
$3.95B
– –
-10,203
Closed -$198K
RFI
2019
Cohen & Steers Total Return Realty Fund
RFI
$310M
– –
-23,029
Closed -$305K
RILY icon
2020
BRC Group Holdings
RILY
$289M
– –
-9,486
Closed -$401K
RMR icon
2021
The RMR Group
RMR
$332M
– –
-8,237
Closed -$234K
SAFT icon
2022
Safety Insurance
SAFT
$1.52B
– –
-5,502
Closed -$534K
SAH icon
2023
Sonic Automotive
SAH
$2.61B
– –
-6,683
Closed -$245K
FLNA
2024
Filana Therapeutics
FLNA
$48.1M
– –
-29,808
Closed -$839K
SCSC icon
2025
Scansource
SCSC
$1.12B
– –
-12,999
Closed -$405K
79 80
81
82 83

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.