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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHS
2001
DELISTED
Chicos FAS, Inc.
CHS
$221K ﹤0.01%
41,086
-18,759
-31% -$102K
CCRN
2002
DELISTED
Cross Country Healthcare
CCRN
$220K ﹤0.01%
7,916
-7,364
-48% -$179K
PCH
2003
DELISTED
PotlatchDeltic
PCH
$220K ﹤0.01%
+3,649
New +$205K
GBX icon
2004
The Greenbrier Companies
GBX
$1.46B
$219K ﹤0.01%
4,774
-4,739
-50% -$206K
ACAD icon
2005
Acadia Pharmaceuticals
ACAD
$5.03B
$216K ﹤0.01%
9,220
-85,059
-90% -$1.71M
DB icon
2006
Deutsche Bank
DB
$71.5B
$216K ﹤0.01%
17,280
-18,810
-52% -$240K
KOP icon
2007
Koppers
KOP
$985M
$216K ﹤0.01%
6,915
-636
-8% -$20.8K
SNBR
2008
DELISTED
Sleep Number
SNBR
$216K ﹤0.01%
2,816
-7,475
-73% -$626K
INDB icon
2009
Independent Bank
INDB
$3.99B
$215K ﹤0.01%
+2,640
New +$219K
SAH icon
2010
Sonic Automotive
SAH
$2.61B
$215K ﹤0.01%
+4,347
New +$218K
AX icon
2011
Axos Financial
AX
$5.68B
$214K ﹤0.01%
3,836
-2,125
-36% -$119K
AEO icon
2012
American Eagle Outfitters
AEO
$3.01B
$213K ﹤0.01%
+8,396
New +$214K
DOCN icon
2013
DigitalOcean
DOCN
$14.6B
$213K ﹤0.01%
+2,654
New +$248K
MLKN icon
2014
MillerKnoll
MLKN
$1.67B
$213K ﹤0.01%
+5,436
New +$212K
VECO icon
2015
Veeco
VECO
$3.23B
$213K ﹤0.01%
+7,480
New +$191K
IBOC icon
2016
International Bancshares
IBOC
$4.57B
$212K ﹤0.01%
5,012
-7,717
-61% -$331K
CSWC icon
2017
Capital Southwest
CSWC
$1.6B
$211K ﹤0.01%
+8,328
New +$222K
MAC icon
2018
Macerich
MAC
$6.92B
$211K ﹤0.01%
12,200
-45,699
-79% -$856K
ONC
2019
BeOne Medicines Ltd
ONC
$38.7B
$211K ﹤0.01%
777
-6,499
-89% -$2.19M
LL
2020
DELISTED
LL Flooring Holdings, Inc.
LL
$211K ﹤0.01%
+12,374
New +$218K
OZK icon
2021
Bank OZK
OZK
$5.61B
$210K ﹤0.01%
4,513
-22,201
-83% -$1.01M
BBBY
2022
Bed Bath & Beyond
BBBY
$442M
$209K ﹤0.01%
3,904
+880
+29% +$66.5K
UNIT
2023
Uniti Group
UNIT
$2.32B
$209K ﹤0.01%
14,910
+2,583
+21% +$34.4K
EMO
2024
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$208K ﹤0.01%
9,501
-21,712
-70% -$498K
GTLS
2025
DELISTED
Chart Industries
GTLS
$208K ﹤0.01%
1,303
-1,047
-45% -$185K
79 80
81
82 83

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.