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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFL
2001
PIMCO Income Strategy Fund
PFL
$388M
$240K ﹤0.01%
20,671
-28,170
-58% -$351K
DCOM icon
2002
Dime Commercial Bancshares
DCOM
$1.78B
$239K ﹤0.01%
7,320
-12,838
-64% -$416K
NSLR
2003
Neostellar Capital Corp
NSLR
$254M
$239K ﹤0.01%
18,515
+6,027
+48% +$79.1K
RYAM icon
2004
Rayonier Advanced Materials
RYAM
$610M
$238K ﹤0.01%
31,733
-55,638
-64% -$383K
VIVO
2005
DELISTED
Meridian Bioscience Inc
VIVO
$238K ﹤0.01%
12,375
-10,086
-45% -$201K
CMTL icon
2006
Comtech Telecommunications
CMTL
$51.8M
$237K ﹤0.01%
9,257
-16,228
-64% -$408K
SOR
2007
Source Capital
SOR
$385M
$237K ﹤0.01%
5,304
-351
-6% -$15.9K
TFIN icon
2008
Triumph Financial Inc
TFIN
$1.82B
$237K ﹤0.01%
2,363
-2,171
-48% -$174K
KOP icon
2009
Koppers
KOP
$985M
$236K ﹤0.01%
7,551
-13,241
-64% -$412K
PATK icon
2010
Patrick Industries
PATK
$2.95B
$236K ﹤0.01%
4,254
-3,036
-42% -$163K
IGR
2011
CBRE Global Real Estate Income Fund
IGR
$713M
$234K ﹤0.01%
+28,043
New +$252K
HTHT icon
2012
Huazhu Hotels Group
HTHT
$13B
$232K ﹤0.01%
5,054
-2,922
-37% -$138K
ONTO icon
2013
Onto Innovation
ONTO
$15.3B
$231K ﹤0.01%
3,204
-2,091
-39% -$151K
ATHM icon
2014
Autohome
ATHM
$2.62B
$230K ﹤0.01%
4,906
+1,065
+28% +$50.3K
AUD
2015
DELISTED
Audacy, Inc.
AUD
$230K ﹤0.01%
62,605
– –
GDS icon
2016
GDS Holdings
GDS
$6.41B
$229K ﹤0.01%
4,048
+308
+8% +$19K
MTUS icon
2017
Metallus
MTUS
$898M
$229K ﹤0.01%
17,473
-30,643
-64% -$420K
AMC icon
2018
AMC Entertainment Holdings
AMC
$2.31B
$228K ﹤0.01%
+598
New +$241K
SSP icon
2019
E.W. Scripps
SSP
$304M
$227K ﹤0.01%
12,550
-22,010
-64% -$407K
AEL
2020
DELISTED
American Equity Investment Life Holding Company
AEL
$227K ﹤0.01%
7,687
-13,472
-64% -$420K
BBBY
2021
DELISTED
Bed Bath & Beyond Inc
BBBY
$227K ﹤0.01%
13,161
-17,304
-57% -$468K
ENSG icon
2022
The Ensign Group
ENSG
$10.7B
$226K ﹤0.01%
3,012
-1,902
-39% -$157K
TME icon
2023
Tencent Music
TME
$15.6B
$226K ﹤0.01%
31,185
-3,487
-10% -$34.2K
EIG icon
2024
Employers Holdings
EIG
$889M
$224K ﹤0.01%
5,681
-9,965
-64% -$407K
UVE icon
2025
Universal Insurance Holdings
UVE
$1.23B
$223K ﹤0.01%
17,083
-29,953
-64% -$409K
79 80
81
82 83

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.