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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
(-4.5%)
Cap. Flow
-$1.36B
Cap. Flow
% of AUM
-8.94%
Top 10 Holdings %
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85
Top Buys
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$1.08B |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$278M |
| 3 |
Apple
AAPL
|
+$70.6M |
| 4 |
Microsoft
MSFT
|
+$51.8M |
| 5 |
Amazon
AMZN
|
+$45.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.35% |
| 2 | Financials | 12.96% |
| 3 | Healthcare | 9.44% |
| 4 | Consumer Discretionary | 8.83% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Exponent
EXPO
$3.24B
| $265K | ﹤0.01% |
2,724
-1,995
| -42% | -$187K |
|
2002
Omnicell
OMCL
$1.68B
| $265K | ﹤0.01% |
2,043
-1,257
| -38% | -$161K |
|
2003
Qiagen
QGEN
$8.72B
| $265K | ﹤0.01% |
5,137
-1,104
| -18% | -$60.7K |
|
2004
Companhia Siderúrgica Nacional
SID
$1.23B
| $263K | ﹤0.01% |
39,306
-18,581
| -32% | -$117K |
|
2005
Markel Group
MKL
$23.2B
| $262K | ﹤0.01% |
+230
| New | +$248K |
|
|
SOR
2006
Source Capital
SOR
$385M
| $261K | ﹤0.01% |
5,967
-32
| -0.5% | -$1.34K |
|
2007
Vanguard Dividend Appreciation ETF
VIG
$114B
| $260K | ﹤0.01% |
+1,770
| New | +$252K |
|
2008
iShares Select Dividend ETF
DVY
$23.6B
| $259K | ﹤0.01% |
+2,273
| New | +$240K |
|
|
PPT
2009
Franklin Premier Income Trust
PPT
$328M
| $256K | ﹤0.01% |
52,611
-14,458
| -22% | -$68.4K |
|
|
NFBK
2010
DELISTED
Northfield Bancorp
NFBK
| $255K | ﹤0.01% |
+16,039
| New | +$226K |
|
2011
Brookfield
BN
$108B
| $254K | ﹤0.01% |
+10,680
| New | +$238K |
|
2012
Dave & Buster's
PLAY
$357M
| $253K | ﹤0.01% |
+5,279
| New | +$206K |
|
|
SCD
2013
LMP Capital and Income Fund
SCD
$358M
| $252K | ﹤0.01% |
19,868
+2,615
| +15% | +$31.9K |
|
2014
EXL Service
EXLS
$5.29B
| $251K | ﹤0.01% |
13,905
-9,575
| -41% | -$163K |
|
2015
AMC Global Media
AMCX
$489M
| $249K | ﹤0.01% |
+4,692
| New | +$257K |
|
2016
Bloomin' Brands
BLMN
$938M
| $249K | ﹤0.01% |
+9,218
| New | +$223K |
|
|
NXJ
2017
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
| $249K | ﹤0.01% |
17,176
+63
| +0.4% | +$903 |
|
2018
Builders FirstSource
BLDR
$8.04B
| $248K | ﹤0.01% |
+5,347
| New | +$228K |
|
2019
Columbia Banking Systems
COLB
$8.84B
| $248K | ﹤0.01% |
+5,769
| New | +$252K |
|
|
PBFX
2020
DELISTED
PBF LOGISTICS LP
PBFX
| $248K | ﹤0.01% |
16,822
-3,953
| -19% | -$46.3K |
|
2021
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
| $247K | ﹤0.01% |
9,731
-772
| -7% | -$19.7K |
|
2022
FIVE9
FIVN
$2.54B
| $246K | ﹤0.01% |
1,574
-303
| -16% | -$51.8K |
|
|
JOYY
2023
JOYY Inc
JOYY
$3.75B
| $246K | ﹤0.01% |
2,626
-2,009
| -43% | -$217K |
|
|
SC
2024
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $244K | ﹤0.01% |
9,003
-3,657
| -29% | -$91.6K |
|
2025
QuinStreet
QNST
$1.21B
| $243K | ﹤0.01% |
11,964
-11,239
| -48% | -$253K |
|
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Guggenheim Capital's Q1 2021 Portfolio in Review
As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.
- Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
- Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
- Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
- Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
- Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
- Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
- Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.
Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.