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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYAM icon
2001
Rayonier Advanced Materials
RYAM
$610M
$135K ﹤0.01%
20,648
-40,045
-66% -$212K
MFA
2002
MFA Financial
MFA
$933M
$133K ﹤0.01%
8,521
-53,737
-86% -$725K
TALO icon
2003
Talos Energy
TALO
$2.4B
$133K ﹤0.01%
16,072
-410
-2% -$3.19K
BAK icon
2004
Braskem
BAK
$913M
$132K ﹤0.01%
14,620
-165
-1% -$1.4K
TEF
2005
DELISTED
Telefonica
TEF
$132K ﹤0.01%
36,771
-2,211
-6% -$7.47K
ACIC icon
2006
American Coastal Insurance
ACIC
$493M
$131K ﹤0.01%
+22,952
New +$116K
IVR icon
2007
Invesco Mortgage Capital
IVR
$805M
$130K ﹤0.01%
3,838
-589
-13% -$18.2K
NOK icon
2008
Nokia
NOK
$52.3B
$128K ﹤0.01%
32,724
-8,494
-21% -$33.4K
SEVN
2009
Seven Hills Realty Trust
SEVN
$174M
$128K ﹤0.01%
12,207
-44,080
-78% -$373K
BBD icon
2010
Banco Bradesco
BBD
$36.7B
$127K ﹤0.01%
29,315
+12,164
+71% +$44.5K
GEL icon
2011
Genesis Energy
GEL
$1.84B
$126K ﹤0.01%
20,245
-722
-3% -$4.1K
CEN
2012
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$125K ﹤0.01%
13,153
-1,408
-10% -$12.4K
TDW icon
2013
Tidewater
TDW
$4.12B
$121K ﹤0.01%
13,989
-927
-6% -$7.36K
SM icon
2014
SM Energy
SM
$6.87B
$118K ﹤0.01%
19,288
-10,382
-35% -$35K
DSE
2015
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$116K ﹤0.01%
23,926
-11,597
-33% -$51.2K
SPNT icon
2016
SiriusPoint
SPNT
$2.68B
$112K ﹤0.01%
+11,725
New +$102K
AVAL icon
2017
Grupo Aval
AVAL
$6.01B
$111K ﹤0.01%
16,118
-823
-5% -$4.5K
BBVA icon
2018
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$107K ﹤0.01%
21,743
+7,025
+48% +$27K
ABEV icon
2019
Ambev
ABEV
$46.4B
$105K ﹤0.01%
34,325
+13,132
+62% +$35.4K
BPFH
2020
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$103K ﹤0.01%
+12,160
New +$86.1K
FT
2021
Franklin Universal Trust
FT
$197M
$99K ﹤0.01%
13,258
-165
-1% -$1.18K
YPF icon
2022
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$99K ﹤0.01%
20,995
-3,342
-14% -$14.8K
CORR
2023
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$99K ﹤0.01%
14,470
-7,115
-33% -$43K
NWG icon
2024
NatWest
NWG
$76.4B
$93K ﹤0.01%
19,100
-7,148
-27% -$28.6K
BNED icon
2025
Barnes & Noble Education
BNED
$443M
$90K ﹤0.01%
193
-345
-64% -$114K
79 80
81
82 83

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.