We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FULT icon
2001
Fulton Financial
FULT
$4.78B
$193K ﹤0.01%
+11,047
New +$188K
UIS icon
2002
Unisys
UIS
$219M
$192K ﹤0.01%
16,196
-11,670
-42% -$117K
PBR.A icon
2003
Petrobras Class A
PBR.A
$107B
$190K ﹤0.01%
+12,752
New +$181K
UNFI icon
2004
United Natural Foods
UNFI
$2.92B
$185K ﹤0.01%
21,140
-40,901
-66% -$330K
IVC
2005
DELISTED
Invacare Corporation
IVC
$185K ﹤0.01%
20,521
-14,253
-41% -$120K
OVV icon
2006
Ovintiv
OVV
$16.8B
$182K ﹤0.01%
7,761
-4,187
-35% -$89.7K
ICL icon
2007
ICL Group
ICL
$6.67B
$180K ﹤0.01%
37,524
-51,235
-58% -$237K
EXTR icon
2008
Extreme Networks
EXTR
$4.2B
$177K ﹤0.01%
+23,960
New +$168K
PGEN icon
2009
Precigen
PGEN
$2.3B
$175K ﹤0.01%
31,848
-2,452
-7% -$13.8K
SEI
2010
Solaris Energy Infrastructure
SEI
$3.59B
$169K ﹤0.01%
+12,046
New +$145K
DFIN icon
2011
Donnelley Financial Solutions
DFIN
$1.21B
$167K ﹤0.01%
+15,983
New +$167K
GME icon
2012
GameStop
GME
$8.62B
$165K ﹤0.01%
108,408
-95,800
-47% -$141K
DCH
2013
Dauch Corp
DCH
$1.42B
$164K ﹤0.01%
15,197
-39,841
-72% -$379K
TEF
2014
DELISTED
Telefonica
TEF
$163K ﹤0.01%
28,914
+6,915
+31% +$42K
NBR icon
2015
Nabors Industries
NBR
$1.24B
$162K ﹤0.01%
1,123
+647
+136% +$68.1K
SMC
2016
Summit Midstream
SMC
$420M
$162K ﹤0.01%
3,254
-2,652
-45% -$159K
BPMP
2017
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$162K ﹤0.01%
+10,359
New +$154K
LPL icon
2018
LG Display
LPL
$3.24B
$157K ﹤0.01%
22,554
+65
+0.3% +$404
SMFG icon
2019
Sumitomo Mitsui Financial
SMFG
$158B
$156K ﹤0.01%
21,066
-6,578
-24% -$47.3K
ATCO
2020
DELISTED
Atlas Corp.
ATCO
$153K ﹤0.01%
10,793
-11,809
-52% -$141K
BKD icon
2021
Brookdale Senior Living
BKD
$3.41B
$152K ﹤0.01%
20,857
-112
-0.5% -$832
CENX icon
2022
Century Aluminum
CENX
$4.68B
$152K ﹤0.01%
20,173
-22,948
-53% -$159K
MFT
2023
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$149K ﹤0.01%
10,955
-1,987
-15% -$26.7K
BSBR icon
2024
Santander
BSBR
$42.6B
$147K ﹤0.01%
12,615
-2,580
-17% -$27.6K
KOS icon
2025
Kosmos Energy
KOS
$1.42B
$147K ﹤0.01%
25,755
+362
+1% +$2.18K
79 80
81
82 83

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.