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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADC icon
2001
Agree Realty
ADC
$9.49B
$203K ﹤0.01%
2,780
-1,132
-29% -$79.1K
ARMK icon
2002
Aramark
ARMK
$14.8B
$203K ﹤0.01%
6,450
-4,070
-39% -$114K
CDXS icon
2003
Codexis
CDXS
$154M
$202K ﹤0.01%
+14,745
New +$232K
CNSL
2004
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$201K ﹤0.01%
42,136
-5,128
-11% -$24.2K
TPCO
2005
DELISTED
Tribune Publishing Company Common Stock
TPCO
$199K ﹤0.01%
23,152
-267
-1% -$2.14K
FATE icon
2006
Fate Therapeutics
FATE
$300M
$197K ﹤0.01%
+12,653
New +$243K
PGEN icon
2007
Precigen
PGEN
$2.33B
$196K ﹤0.01%
34,300
-1,943
-5% -$13.2K
BTU icon
2008
Peabody Energy
BTU
$2.72B
$195K ﹤0.01%
13,295
-452
-3% -$8.81K
GCP
2009
DELISTED
GCP Applied Technologies Inc.
GCP
$194K ﹤0.01%
10,090
-1,283
-11% -$25.8K
VEON icon
2010
VEON
VEON
$3.76B
$190K ﹤0.01%
3,164
-930
-23% -$63.8K
SMFG icon
2011
Sumitomo Mitsui Financial
SMFG
$158B
$189K ﹤0.01%
27,644
-766
-3% -$5.23K
ASG
2012
Liberty All-Star Growth Fund
ASG
$339M
$188K ﹤0.01%
31,705
+19,803
+166% +$117K
DBI icon
2013
Designer Brands
DBI
$336M
$188K ﹤0.01%
10,976
-14,117
-56% -$239K
LTHM
2014
DELISTED
Livent Corporation
LTHM
$188K ﹤0.01%
28,057
-4,591
-14% -$30.9K
JCP
2015
DELISTED
J.C. Penney Company, Inc.
JCP
$188K ﹤0.01%
210,975
+140,873
+201% +$118K
ANGO icon
2016
AngioDynamics
ANGO
$628M
$186K ﹤0.01%
+10,100
New +$198K
HRZN icon
2017
Horizon Technology Finance
HRZN
$311M
$185K ﹤0.01%
15,660
-24,675
-61% -$296K
AXIA
2018
AXIA Energia
AXIA
$23.9B
$184K ﹤0.01%
+24,236
New +$198K
MFT
2019
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$179K ﹤0.01%
12,942
-702
-5% -$9.57K
CARS icon
2020
Cars.com
CARS
$668M
$178K ﹤0.01%
19,827
-799
-4% -$10.8K
VTLE
2021
DELISTED
Vital Energy
VTLE
$177K ﹤0.01%
3,673
+1,599
+77% +$88.4K
MTRX icon
2022
Matrix Service
MTRX
$343M
$176K ﹤0.01%
+10,276
New +$193K
PRDO icon
2023
Perdoceo Education
PRDO
$2.06B
$175K ﹤0.01%
11,014
-2,016
-15% -$39.6K
RDFN
2024
DELISTED
Redfin
RDFN
$175K ﹤0.01%
10,394
-4,979
-32% -$87.7K
SAN icon
2025
Banco Santander
SAN
$207B
$175K ﹤0.01%
45,642
+11,589
+34% +$46K
79 80
81
82 83

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.