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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PERY
2001
DELISTED
Perry Ellis International Inc
PERY
$487K ﹤0.01%
17,803
+3,981
+29% +$111K
MGRC icon
2002
McGrath RentCorp
MGRC
$2.94B
$485K ﹤0.01%
8,895
-779
-8% -$45.4K
TY icon
2003
TRI-Continental Corp
TY
$1.9B
$485K ﹤0.01%
17,400
-1,157
-6% -$31.8K
PYN
2004
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$484K ﹤0.01%
51,411
-1,262
-2% -$12K
XIN
2005
DELISTED
Xinyuan Real Estate
XIN
$484K ﹤0.01%
10,729
-352
-3% -$15.8K
CAF
2006
Morgan Stanley China A Share Fund
CAF
$319M
$483K ﹤0.01%
22,442
+7,087
+46% +$153K
HRI icon
2007
Herc Holdings
HRI
$5.71B
$482K ﹤0.01%
9,424
+4,155
+79% +$225K
KOF icon
2008
Coca-Cola Femsa
KOF
$22.8B
$482K ﹤0.01%
7,873
-867
-10% -$52.8K
NEOG icon
2009
Neogen
NEOG
$2.58B
$482K ﹤0.01%
13,464
+2,970
+28% +$127K
ZEUS
2010
DELISTED
Olympic Steel
ZEUS
$482K ﹤0.01%
23,076
+5,163
+29% +$112K
SKT icon
2011
Tanger
SKT
$4.68B
$481K ﹤0.01%
21,026
+9,681
+85% +$229K
GLNG icon
2012
Golar LNG
GLNG
$5.03B
$477K ﹤0.01%
17,172
+2,563
+18% +$67.9K
MLI icon
2013
Mueller Industries
MLI
$15.1B
$476K ﹤0.01%
65,780
-2,280
-3% -$17.6K
NUAN
2014
DELISTED
Nuance Communications, Inc.
NUAN
$475K ﹤0.01%
31,708
-552
-2% -$7.65K
ESND
2015
DELISTED
Essendant Inc.
ESND
$475K ﹤0.01%
37,090
+3,421
+10% +$48.9K
PSMT icon
2016
Pricesmart
PSMT
$5.97B
$474K ﹤0.01%
5,861
-29
-0.5% -$2.43K
APU
2017
DELISTED
AmeriGas Partners, L.P.
APU
$474K ﹤0.01%
11,990
-2,278
-16% -$93.4K
CEVA icon
2018
CEVA Inc
CEVA
$1.01B
$473K ﹤0.01%
16,440
+3,103
+23% +$93.6K
BBBY
2019
Bed Bath & Beyond
BBBY
$530M
$471K ﹤0.01%
22,626
+212
+0.9% +$5.22K
MDB icon
2020
MongoDB
MDB
$30.6B
$471K ﹤0.01%
+5,770
New +$385K
SBH icon
2021
Sally Beauty Holdings
SBH
$1.58B
$470K ﹤0.01%
25,554
-3,391
-12% -$54.2K
ESI icon
2022
Element Solutions
ESI
$9.48B
$469K ﹤0.01%
37,572
+4,300
+13% +$53.7K
HOMB icon
2023
Home BancShares
HOMB
$6.3B
$469K ﹤0.01%
21,414
-41,576
-66% -$966K
CNK icon
2024
Cinemark Holdings
CNK
$4.41B
$468K ﹤0.01%
11,655
-6,125
-34% -$227K
CRS icon
2025
Carpenter Technology
CRS
$28.3B
$466K ﹤0.01%
7,902
+1,031
+15% +$59.1K
79 80
81
82 83

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.