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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-0.13%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41B
AUM Growth
-$1.22B
(-2.9%)
Cap. Flow
-$1.4B
Cap. Flow
% of AUM
-3.42%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
2,857
New
150
Increased
1,149
Reduced
1,452
Closed
90
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IPG Photonics
IPGP
|
+$83.6M |
| 2 |
Invesco Senior Loan ETF
BKLN
|
+$79.8M |
| 3 |
Take-Two Interactive
TTWO
|
+$54.2M |
| 4 |
SIVB
SVB Financial Group
SIVB
|
+$47.1M |
| 5 |
Nektar Therapeutics
NKTR
|
+$41.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$792M |
| 2 |
Seagate
STX
|
+$79.7M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$76.2M |
| 4 |
LyondellBasell Industries
LYB
|
+$75.9M |
| 5 |
Accenture
ACN
|
+$71.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.18% |
| 2 | Financials | 12.82% |
| 3 | Healthcare | 11.74% |
| 4 | Industrials | 10.52% |
| 5 | Consumer Discretionary | 10.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PKO
2001
DELISTED
Pimco Income Opportunity Fund
PKO
| $1.16M | ﹤0.01% |
44,446
-22,415
| -34% | -$577K |
|
2002
Brunswick
BC
$5.28B
| $1.16M | ﹤0.01% |
19,510
-945
| -5% | -$55.9K |
|
|
ORBC
2003
DELISTED
ORBCOMM, Inc.
ORBC
| $1.16M | ﹤0.01% |
123,783
-168,030
| -58% | -$1.78M |
|
2004
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
| $1.16M | ﹤0.01% |
+33,004
| New | +$1.15M |
|
2005
BlackRock Core Bond Trust
BHK
$667M
| $1.16M | ﹤0.01% |
88,256
+18,473
| +26% | +$247K |
|
2006
BHP
BHP
$230B
| $1.16M | ﹤0.01% |
29,142
-10,436
| -26% | -$439K |
|
2007
First Financial Bancorp
FFBC
$3.53B
| $1.15M | ﹤0.01% |
39,316
-5,527
| -12% | -$156K |
|
2008
MYR Group
MYRG
$5.25B
| $1.15M | ﹤0.01% |
37,305
-6,422
| -15% | -$218K |
|
2009
The Bancorp
TBBK
$2.84B
| $1.15M | ﹤0.01% |
+106,500
| New | +$1.14M |
|
2010
Malibu Boats
MBUU
$567M
| $1.15M | ﹤0.01% |
34,578
-11,624
| -25% | -$378K |
|
2011
Center Bancorp
CNOB
$1.78B
| $1.15M | ﹤0.01% |
39,816
-7,607
| -16% | -$221K |
|
2012
John Wiley & Sons Class A
WLY
$2.66B
| $1.15M | ﹤0.01% |
17,977
+13,382
| +291% | +$868K |
|
|
PVG
2013
DELISTED
PRETIUM RESOURCES INC.
PVG
| $1.15M | ﹤0.01% |
172,179
+17,785
| +12% | +$140K |
|
2014
AeroVironment
AVAV
$9.45B
| $1.14M | ﹤0.01% |
25,052
+292
| +1% | +$14.6K |
|
|
VTLE
2015
DELISTED
Vital Energy
VTLE
| $1.14M | ﹤0.01% |
6,526
+1,372
| +27% | +$256K |
|
|
DUC
2016
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
| $1.13M | ﹤0.01% |
131,770
+8,652
| +7% | +$75.4K |
|
2017
Powell Industries
POWL
$7.71B
| $1.13M | ﹤0.01% |
126,360
-21,066
| -14% | -$206K |
|
|
INST
2018
DELISTED
Instructure, Inc.
INST
| $1.13M | ﹤0.01% |
26,798
-11,416
| -30% | -$450K |
|
2019
Viasat
VSAT
$11.1B
| $1.13M | ﹤0.01% |
17,183
+46
| +0.3% | +$3.35K |
|
|
HIMX
2020
Himax Technologies
HIMX
$2.55B
| $1.12M | ﹤0.01% |
182,223
+97,417
| +115% | +$818K |
|
|
DNKN
2021
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $1.12M | ﹤0.01% |
18,773
+10,739
| +134% | +$666K |
|
2022
Rogers Communications
RCI
$18.6B
| $1.12M | ﹤0.01% |
25,068
-11,619
| -32% | -$545K |
|
|
KG
2023
Kestrel Group
KG
$69M
| $1.12M | ﹤0.01% |
8,596
-4,832
| -36% | -$671K |
|
2024
VanEck IG Floating Rate ETF
FLTR
$2.97B
| $1.12M | ﹤0.01% |
+44,212
| New | +$1.12M |
|
|
PNK
2025
DELISTED
Pinnacle Entertainment Inc.
PNK
| $1.12M | ﹤0.01% |
37,104
+30,297
| +445% | +$948K |
|
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Guggenheim Capital's Q1 2018 Portfolio in Review
As of Q1 2018, Guggenheim Capital held 2,857 positions worth $41B, down 2.9% from $42.2B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $1.4B in Q1 2018, closing 90 positions and reducing 1,452 holdings. Its most notable exit was Seagate, an estimated $79.7M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in State Street SPDR Bloomberg High Yield Bond ETF worth $28.5M.
- Guggenheim Capital's largest Q1 2018 buy was State Street SPDR Bloomberg High Yield Bond ETF: 264,964 shares worth $28.5M.
- Guggenheim Capital added most to IPG Photonics in Q1 2018, an estimated $83.6M increase.
- Guggenheim Capital's biggest Q1 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $792M.
- Guggenheim Capital fully exited Seagate in Q1 2018, selling an estimated $79.7M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $41B portfolio in Q1 2018.
- Guggenheim Capital opened 150 new positions and closed 90 in Q1 2018.
- Guggenheim Capital's portfolio value fell 2.9% quarter-over-quarter to $41B.
Based on Guggenheim Capital's 13F filing for Q1 2018, filed 15 May 2018.