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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
NewtekOne
NEWT
$428M
| $1.15M | ﹤0.01% |
62,178
+14,284
| +30% | +$253K |
|
2002
MGIC Investment
MTG
$6.16B
| $1.15M | ﹤0.01% |
81,171
-65,040
| -44% | -$915K |
|
2003
Enova International
ENVA
$6.33B
| $1.14M | ﹤0.01% |
75,216
-55,273
| -42% | -$811K |
|
2004
Entegris
ENTG
$18.1B
| $1.14M | ﹤0.01% |
37,538
+5,680
| +18% | +$174K |
|
2005
NBT Bancorp
NBTB
$2.74B
| $1.14M | ﹤0.01% |
31,059
-11,432
| -27% | -$431K |
|
|
EMJ
2006
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
| $1.14M | ﹤0.01% |
91,828
+3,099
| +3% | +$39.4K |
|
|
SFBS
2007
ServisFirst Bancshares
SFBS
$4.89B
| $1.13M | ﹤0.01% |
27,363
-20,710
| -43% | -$842K |
|
2008
Brunswick
BC
$5.13B
| $1.13M | ﹤0.01% |
20,455
+5,546
| +37% | +$302K |
|
|
MYF
2009
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
| $1.13M | ﹤0.01% |
76,077
-10,724
| -12% | -$165K |
|
|
CORR
2010
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
| $1.13M | ﹤0.01% |
29,441
-2,229
| -7% | -$80.9K |
|
2011
Ashland
ASH
$3.33B
| $1.12M | ﹤0.01% |
15,809
-12,511
| -44% | -$863K |
|
2012
AXIS Capital
AXS
$7.68B
| $1.12M | ﹤0.01% |
22,334
-1,167
| -5% | -$62.2K |
|
2013
James River Group Holdings
JRVR
$208M
| $1.12M | ﹤0.01% |
28,059
-1,118
| -4% | -$45.4K |
|
2014
Idacorp
IDA
$8.27B
| $1.12M | ﹤0.01% |
12,219
-3,742
| -23% | -$350K |
|
2015
Avient
AVNT
$3.33B
| $1.12M | ﹤0.01% |
25,669
-210
| -0.8% | -$9.23K |
|
|
DFP
2016
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
| $1.12M | ﹤0.01% |
41,900
-41,634
| -50% | -$1.1M |
|
2017
Blackstone
BX
$102B
| $1.11M | ﹤0.01% |
34,785
-8,130
| -19% | -$265K |
|
|
DBD
2018
DELISTED
Diebold Nixdorf Incorporated
DBD
| $1.11M | ﹤0.01% |
67,922
-16,492
| -20% | -$319K |
|
2019
Adeia
ADEA
$2.94B
| $1.11M | ﹤0.01% |
172,137
-77,048
| -31% | -$453K |
|
2020
Pampa Energía
PAM
$4.75B
| $1.11M | ﹤0.01% |
16,475
-5,530
| -25% | -$364K |
|
|
BAF
2021
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
| $1.1M | ﹤0.01% |
74,554
+12,218
| +20% | +$184K |
|
|
ILG
2022
DELISTED
ILG, Inc Common Stock
ILG
| $1.1M | ﹤0.01% |
38,701
+8,217
| +27% | +$237K |
|
2023
Telkom Indonesia
TLK
$14.5B
| $1.1M | ﹤0.01% |
34,229
+4,957
| +17% | +$155K |
|
|
ESND
2024
DELISTED
Essendant Inc.
ESND
| $1.1M | ﹤0.01% |
118,967
-28,577
| -19% | -$294K |
|
2025
TTEC Holdings
TTEC
$121M
| $1.1M | ﹤0.01% |
+27,318
| New | +$1.12M |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.