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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYRG icon
2001
MYR Group
MYRG
$5.19B
$1.19M ﹤0.01%
40,769
+3,563
+10% +$98.5K
ACIA
2002
DELISTED
Acacia Communications Inc
ACIA
$1.19M ﹤0.01%
25,196
-2,078
-8% -$92.8K
PHI icon
2003
PLDT
PHI
$4.25B
$1.19M ﹤0.01%
37,175
-6,959
-16% -$232K
WCN
2004
Waste Connections
WCN
$42.2B
$1.19M ﹤0.01%
16,933
-1,532
-8% -$101K
AMX icon
2005
America Movil
AMX
$76.1B
$1.18M ﹤0.01%
66,594
-5,122
-7% -$91.9K
WOW
2006
DELISTED
WideOpenWest
WOW
$1.18M ﹤0.01%
78,373
+8,261
+12% +$134K
FLOW
2007
DELISTED
SPX FLOW, Inc.
FLOW
$1.18M ﹤0.01%
30,533
+849
+3% +$30K
HMY icon
2008
Harmony Gold Mining
HMY
$9.84B
$1.18M ﹤0.01%
643,497
+61,080
+10% +$112K
CX icon
2009
Cemex
CX
$17.1B
$1.17M ﹤0.01%
129,247
+20,602
+19% +$195K
RCI icon
2010
Rogers Communications
RCI
$18.3B
$1.17M ﹤0.01%
22,741
+4,641
+26% +$237K
RYAM icon
2011
Rayonier Advanced Materials
RYAM
$604M
$1.17M ﹤0.01%
85,575
+10,620
+14% +$151K
RENX
2012
DELISTED
RELX N.V.
RENX
$1.17M ﹤0.01%
54,947
+3,294
+6% +$68.9K
EIG icon
2013
Employers Holdings
EIG
$908M
$1.17M ﹤0.01%
25,753
+4,157
+19% +$177K
STE icon
2014
Steris
STE
$22.3B
$1.17M ﹤0.01%
13,223
-14,812
-53% -$1.26M
PRGS icon
2015
Progress Software
PRGS
$1.66B
$1.16M ﹤0.01%
30,434
+1,609
+6% +$53.8K
SLF icon
2016
Sun Life Financial
SLF
$46B
$1.16M ﹤0.01%
29,168
-6,933
-19% -$265K
FRME icon
2017
First Merchants
FRME
$2.68B
$1.16M ﹤0.01%
+26,997
New +$1.08M
GCO icon
2018
Genesco
GCO
$425M
$1.16M ﹤0.01%
43,586
+6,930
+19% +$196K
EMJ
2019
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$1.16M ﹤0.01%
88,729
+8,372
+10% +$110K
SYNA icon
2020
Synaptics
SYNA
$4.19B
$1.15M ﹤0.01%
29,321
-1,743
-6% -$78.6K
HCR
2021
DELISTED
Hi-Crush Inc. Common Stock
HCR
$1.15M ﹤0.01%
120,952
-23,705
-16% -$208K
ATI icon
2022
ATI
ATI
$25.6B
$1.15M ﹤0.01%
47,989
-5,112
-10% -$101K
EOCC
2023
DELISTED
Enel Generacion Chile S.A.
EOCC
$1.15M ﹤0.01%
43,452
+27,164
+167% +$654K
SA
2024
Seabridge Gold
SA
$2.78B
$1.14M ﹤0.01%
93,758
+9,191
+11% +$106K
MTRN icon
2025
Materion
MTRN
$4.39B
$1.14M ﹤0.01%
26,478
+4,246
+19% +$163K
79 80
81
82 83

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.