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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORR
2001
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$1.19M ﹤0.01%
35,246
+721
+2% +$25.2K
ENTG icon
2002
Entegris
ENTG
$18.1B
$1.19M ﹤0.01%
50,667
+10,656
+27% +$220K
COLB icon
2003
Columbia Banking Systems
COLB
$8.84B
$1.18M ﹤0.01%
30,331
-133
-0.4% -$5.36K
EV
2004
DELISTED
Eaton Vance Corp.
EV
$1.18M ﹤0.01%
26,209
+4,092
+19% +$181K
WDAY icon
2005
Workday
WDAY
$39.6B
$1.18M ﹤0.01%
14,109
-3,193
-18% -$265K
PFL
2006
PIMCO Income Strategy Fund
PFL
$384M
$1.17M ﹤0.01%
105,216
+3,847
+4% +$41.9K
CIEN icon
2007
Ciena
CIEN
$53.4B
$1.17M ﹤0.01%
49,582
-14,797
-23% -$363K
GLP icon
2008
Global Partners
GLP
$1.68B
$1.17M ﹤0.01%
60,135
-9,254
-13% -$184K
TECK icon
2009
Teck Resources
TECK
$29.6B
$1.17M ﹤0.01%
53,435
-15,854
-23% -$354K
X
2010
DELISTED
US Steel
X
$1.17M ﹤0.01%
34,589
-16,558
-32% -$588K
TCBK icon
2011
TriCo Bancshares
TCBK
$1.84B
$1.17M ﹤0.01%
32,897
-32
-0.1% -$1.14K
GGAL icon
2012
Galicia Financial Group
GGAL
$7.99B
$1.17M ﹤0.01%
30,813
+6,197
+25% +$208K
CAJ
2013
DELISTED
Canon, Inc.
CAJ
$1.17M ﹤0.01%
37,307
-98,100
-72% -$2.91M
EZPW icon
2014
Ezcorp Inc
EZPW
$1.83B
$1.17M ﹤0.01%
143,109
-25,548
-15% -$234K
GHL
2015
DELISTED
Greenhill & Co., Inc.
GHL
$1.16M ﹤0.01%
39,743
+19,390
+95% +$565K
TCBI icon
2016
Texas Capital Bancshares
TCBI
$4.3B
$1.16M ﹤0.01%
13,933
-14,504
-51% -$1.22M
FIBK icon
2017
First Interstate BancSystem
FIBK
$3.69B
$1.16M ﹤0.01%
29,289
-3,580
-11% -$149K
TRMB icon
2018
Trimble
TRMB
$13.2B
$1.16M ﹤0.01%
36,270
-30,897
-46% -$956K
RDS.B
2019
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.16M ﹤0.01%
20,765
+6,232
+43% +$354K
MLNX
2020
DELISTED
Mellanox Technologies, Ltd.
MLNX
$1.16M ﹤0.01%
22,746
+1,957
+9% +$92.9K
CHL
2021
DELISTED
China Mobile Limited
CHL
$1.16M ﹤0.01%
20,942
-6,139
-23% -$343K
UHAL icon
2022
U-Haul Holding Co
UHAL
$13.9B
$1.15M ﹤0.01%
30,300
-6,310
-17% -$237K
FTD
2023
DELISTED
FTD Companies, Inc. Common Stock
FTD
$1.15M ﹤0.01%
57,254
-10,784
-16% -$245K
KRO icon
2024
KRONOS Worldwide
KRO
$693M
$1.15M ﹤0.01%
70,086
+57,987
+479% +$809K
ITG
2025
DELISTED
Investment Technology Group Inc
ITG
$1.15M ﹤0.01%
56,548
-10,971
-16% -$222K
79 80
81
82 83

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.