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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEL
2001
DELISTED
Belmond Ltd.
BEL
$1.27M ﹤0.01%
94,917
+77,448
+443% +$995K
GGG icon
2002
Graco
GGG
$13.5B
$1.26M ﹤0.01%
45,657
-21,294
-32% -$560K
NVO
2003
Novo Nordisk
NVO
$209B
$1.26M ﹤0.01%
70,470
+2,884
+4% +$52.3K
DB icon
2004
Deutsche Bank
DB
$71.5B
$1.26M ﹤0.01%
78,129
+35,959
+85% +$507K
KALU icon
2005
Kaiser Aluminum
KALU
$3.02B
$1.26M ﹤0.01%
16,262
+7,497
+86% +$599K
TBBK icon
2006
The Bancorp
TBBK
$2.9B
$1.26M ﹤0.01%
160,423
-17,093
-10% -$122K
VIAV icon
2007
Viavi Solutions
VIAV
$9.66B
$1.26M ﹤0.01%
153,915
+80,645
+110% +$627K
RAD
2008
DELISTED
Rite Aid Corporation
RAD
$1.25M ﹤0.01%
7,584
-10,039
-57% -$1.52M
RATE
2009
DELISTED
Bankrate Inc
RATE
$1.25M ﹤0.01%
112,988
-492
-0.4% -$4.66K
FMN
2010
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
$1.25M ﹤0.01%
89,396
-6,815
-7% -$99.7K
TGTX icon
2011
TG Therapeutics
TGTX
$7.62B
$1.25M ﹤0.01%
267,985
+108,106
+68% +$634K
WCN
2012
Waste Connections
WCN
$42B
$1.25M ﹤0.01%
23,786
-409
-2% -$20.7K
MOV icon
2013
Movado Group
MOV
$841M
$1.25M ﹤0.01%
43,282
+16,987
+65% +$438K
AORT icon
2014
Artivion
AORT
$1.32B
$1.24M ﹤0.01%
+64,958
New +$1.18M
ESE icon
2015
ESCO Technologies
ESE
$7.92B
$1.24M ﹤0.01%
+21,925
New +$1.12M
PTC icon
2016
PTC
PTC
$16B
$1.24M ﹤0.01%
26,804
+14,745
+122% +$689K
GOOD
2017
Gladstone Commercial Corp
GOOD
$627M
$1.24M ﹤0.01%
61,653
-37,417
-38% -$689K
DGII icon
2018
Digi International
DGII
$3.1B
$1.24M ﹤0.01%
+89,885
New +$1.1M
CPK icon
2019
Chesapeake Utilities
CPK
$3.21B
$1.23M ﹤0.01%
18,446
-336
-2% -$21.5K
BSMX
2020
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.23M ﹤0.01%
171,662
-26,578
-13% -$214K
ORBC
2021
DELISTED
ORBCOMM, Inc.
ORBC
$1.23M ﹤0.01%
149,207
+28,815
+24% +$253K
AMX icon
2022
America Movil
AMX
$71.2B
$1.23M ﹤0.01%
97,860
+30,701
+46% +$372K
APEI icon
2023
American Public Education
APEI
$940M
$1.23M ﹤0.01%
+50,170
New +$1.12M
WAB icon
2024
Wabtec
WAB
$49.3B
$1.23M ﹤0.01%
14,816
+952
+7% +$78.5K
ETP
2025
DELISTED
Energy Transfer Partners L.p.
ETP
$1.23M ﹤0.01%
34,359
-87,451
-72% -$3.12M
79 80
81
82 83

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.