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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TEN
2001
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $1.15M | ﹤0.01% |
19,726
-48,189
| -71% | -$2.63M |
|
|
VA
2002
DELISTED
Virgin America Inc.
VA
| $1.15M | ﹤0.01% |
21,496
+1,202
| +6% | +$67K |
|
2003
United Bankshares
UBSI
$6.72B
| $1.15M | ﹤0.01% |
30,476
-3,531
| -10% | -$135K |
|
|
JGV
2004
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
| $1.15M | ﹤0.01% |
96,172
-6,605
| -6% | -$79.3K |
|
|
HOS
2005
DELISTED
Hornbeck Offshore Services, Inc.
HOS
| $1.15M | ﹤0.01% |
208,621
+5,098
| +3% | +$33.2K |
|
2006
Chesapeake Utilities
CPK
$3.21B
| $1.15M | ﹤0.01% |
18,782
+1,393
| +8% | +$89.4K |
|
2007
BlackRock Core Bond Trust
BHK
$654M
| $1.15M | ﹤0.01% |
80,571
-8,872
| -10% | -$125K |
|
2008
Monro
MNRO
$411M
| $1.15M | ﹤0.01% |
18,714
-2,443
| -12% | -$148K |
|
|
SCU
2009
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $1.14M | ﹤0.01% |
26,356
-1,235
| -4% | -$46.6K |
|
2010
The Bancorp
TBBK
$2.99B
| $1.14M | ﹤0.01% |
+177,516
| New | +$1.03M |
|
2011
Wolverine World Wide
WWW
$1.6B
| $1.14M | ﹤0.01% |
49,365
-3,624
| -7% | -$84.3K |
|
|
NYRT
2012
DELISTED
New York REIT, Inc.
NYRT
| $1.14M | ﹤0.01% |
12,418
-2,157
| -15% | -$206K |
|
2013
Core Laboratories
CLB
$502M
| $1.14M | ﹤0.01% |
10,112
+609
| +6% | +$70.1K |
|
2014
Texas Roadhouse
TXRH
$13.7B
| $1.14M | ﹤0.01% |
29,115
-419
| -1% | -$18.7K |
|
|
TCF
2015
DELISTED
TCF Financial Corporation
TCF
| $1.14M | ﹤0.01% |
78,224
-7,750
| -9% | -$107K |
|
|
CDI
2016
DELISTED
CDI Corp.
CDI
| $1.13M | ﹤0.01% |
199,971
-18,520
| -8% | -$109K |
|
|
TEF
2017
DELISTED
Telefonica
TEF
| $1.13M | ﹤0.01% |
144,630
+6,479
| +5% | +$50.2K |
|
|
TVTY
2018
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $1.13M | ﹤0.01% |
42,826
-2,476
| -5% | -$50K |
|
2019
Wabtec
WAB
$50B
| $1.13M | ﹤0.01% |
13,864
+1,428
| +11% | +$105K |
|
|
ASNA
2020
DELISTED
Ascena Retail Group, Inc.
ASNA
| $1.13M | ﹤0.01% |
10,115
-765
| -7% | -$116K |
|
|
MBFI
2021
DELISTED
MB Financial Corp
MBFI
| $1.13M | ﹤0.01% |
29,711
-5,303
| -15% | -$203K |
|
2022
Watsco Inc
WSO
$13.7B
| $1.12M | ﹤0.01% |
7,953
+342
| +4% | +$49K |
|
2023
TransUnion
TRU
$15.3B
| $1.12M | ﹤0.01% |
32,476
+19,993
| +160% | +$670K |
|
|
JTA
2024
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
| $1.11M | ﹤0.01% |
92,677
+23,271
| +34% | +$278K |
|
2025
First Interstate BancSystem
FIBK
$3.63B
| $1.11M | ﹤0.01% |
35,339
+18,297
| +107% | +$546K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.