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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTCT icon
2001
PTC Therapeutics
PTCT
$5.91B
$1.07M ﹤0.01%
166,541
+115,384
+226% +$2M
HT
2002
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$1.07M ﹤0.01%
50,227
-7,801
-13% -$153K
WSR
2003
DELISTED
Whitestone REIT
WSR
$1.07M ﹤0.01%
85,142
-5,706
-6% -$64K
TIS
2004
DELISTED
Orchids Paper Products, Inc.
TIS
$1.07M ﹤0.01%
38,822
-2,882
-7% -$80.8K
SONC
2005
DELISTED
Sonic Corp
SONC
$1.07M ﹤0.01%
30,301
-6,823
-18% -$204K
COLM icon
2006
Columbia Sportswear
COLM
$2.93B
$1.06M ﹤0.01%
17,730
-12,948
-42% -$711K
PAG icon
2007
Penske Automotive Group
PAG
$14.2B
$1.06M ﹤0.01%
28,101
-4,520
-14% -$161K
TWI icon
2008
Titan International
TWI
$465M
$1.06M ﹤0.01%
197,926
+27,933
+16% +$116K
TMH
2009
DELISTED
Team Health Holdings Inc
TMH
$1.06M ﹤0.01%
25,462
+10,325
+68% +$422K
UFI icon
2010
UNIFI
UFI
$128M
$1.06M ﹤0.01%
46,388
+15,304
+49% +$363K
VLP
2011
DELISTED
Valero Energy Partners LP
VLP
$1.06M ﹤0.01%
+22,454
New +$1.04M
AMCC
2012
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1.06M ﹤0.01%
164,625
-44,493
-21% -$257K
FTAI icon
2013
FTAI Aviation
FTAI
$22.7B
$1.06M ﹤0.01%
124,919
-32,388
-21% -$272K
LL
2014
DELISTED
LL Flooring Holdings, Inc.
LL
$1.06M ﹤0.01%
80,763
+12,990
+19% +$164K
MBFI
2015
DELISTED
MB Financial Corp
MBFI
$1.06M ﹤0.01%
32,626
-7,708
-19% -$238K
BANR icon
2016
Banner Corp
BANR
$2.4B
$1.06M ﹤0.01%
25,168
-5,010
-17% -$205K
DAKT icon
2017
Daktronics
DAKT
$1.05B
$1.06M ﹤0.01%
133,900
+13,298
+11% +$102K
TDW icon
2018
Tidewater
TDW
$4.06B
$1.06M ﹤0.01%
4,802
-784
-14% -$155K
SMRT
2019
DELISTED
Stein Mart Inc
SMRT
$1.06M ﹤0.01%
144,307
+22,166
+18% +$157K
FRGI
2020
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$1.05M ﹤0.01%
32,153
-10,218
-24% -$360K
AWH
2021
DELISTED
Allied World Assurance Co Hld Lt
AWH
$1.05M ﹤0.01%
30,104
+10,834
+56% +$372K
MCFT icon
2022
MasterCraft Boat Holdings
MCFT
$591M
$1.05M ﹤0.01%
74,505
-19,867
-21% -$253K
SAND
2023
DELISTED
Sandstorm Gold
SAND
$1.05M ﹤0.01%
318,770
+45,300
+17% +$125K
SRDX
2024
DELISTED
Surmodics
SRDX
$1.05M ﹤0.01%
56,963
-11,230
-16% -$211K
LTXB
2025
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.04M ﹤0.01%
53,068
-12,923
-20% -$252K
79 80
81
82 83

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.