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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESI icon
2001
Element Solutions
ESI
$9.23B
$1.16M ﹤0.01%
91,789
+6,989
+8% +$144K
HXL icon
2002
Hexcel
HXL
$7.82B
$1.16M ﹤0.01%
25,877
+17,310
+202% +$855K
PDCE
2003
DELISTED
PDC Energy, Inc.
PDCE
$1.16M ﹤0.01%
21,899
-2,849
-12% -$146K
PAAS icon
2004
Pan American Silver
PAAS
$21.6B
$1.16M ﹤0.01%
182,384
+36,155
+25% +$247K
UTEK
2005
DELISTED
Ultratech Inc.
UTEK
$1.16M ﹤0.01%
72,291
-5,413
-7% -$90.2K
DATA
2006
DELISTED
Tableau Software, Inc.
DATA
$1.16M ﹤0.01%
14,492
-2,906
-17% -$301K
CBRL icon
2007
Cracker Barrel
CBRL
$1.29B
$1.16M ﹤0.01%
7,846
-38,820
-83% -$5.81M
VISN
2008
Vistance Networks Inc
VISN
$2.52B
$1.15M ﹤0.01%
38,322
-60,225
-61% -$1.87M
SRCE icon
2009
1st Source
SRCE
$2.12B
$1.15M ﹤0.01%
37,350
-817
-2% -$25K
WLY icon
2010
John Wiley & Sons Class A
WLY
$2.66B
$1.15M ﹤0.01%
22,945
+4,624
+25% +$240K
WSR
2011
DELISTED
Whitestone REIT
WSR
$1.15M ﹤0.01%
99,634
+3,081
+3% +$37.9K
EZPW icon
2012
Ezcorp Inc
EZPW
$1.71B
$1.15M ﹤0.01%
185,941
-207,057
-53% -$1.31M
INVX
2013
Innovex International
INVX
$1.97B
$1.15M ﹤0.01%
19,675
-1,521
-7% -$96.9K
NUAN
2014
DELISTED
Nuance Communications, Inc.
NUAN
$1.14M ﹤0.01%
80,695
+26,678
+49% +$399K
NGD
2015
DELISTED
New Gold Inc
NGD
$1.14M ﹤0.01%
502,946
+63,275
+14% +$146K
FCN icon
2016
FTI Consulting
FCN
$4.18B
$1.14M ﹤0.01%
27,467
-3,913
-12% -$161K
HCR
2017
DELISTED
Hi-Crush Inc. Common Stock
HCR
$1.14M ﹤0.01%
152,179
-1,740
-1% -$28.9K
GNC
2018
DELISTED
GNC Holdings, Inc.
GNC
$1.14M ﹤0.01%
28,062
-5,842
-17% -$266K
NBTB icon
2019
NBT Bancorp
NBTB
$2.74B
$1.13M ﹤0.01%
41,992
+21,255
+102% +$563K
SFNC icon
2020
Simmons First National
SFNC
$3.39B
$1.13M ﹤0.01%
47,232
+23,514
+99% +$539K
IMGN
2021
DELISTED
Immunogen Inc
IMGN
$1.13M ﹤0.01%
+117,783
New +$1.72M
AVTA
2022
DELISTED
Avantax, Inc. Common Stock
AVTA
$1.13M ﹤0.01%
82,079
-6,646
-7% -$95.3K
WIN
2023
DELISTED
Windstream Holdings Inc
WIN
$1.13M ﹤0.01%
36,809
-7,602
-17% -$237K
TWTR
2024
DELISTED
Twitter, Inc.
TWTR
$1.13M ﹤0.01%
41,825
-18,975
-31% -$569K
CSL icon
2025
Carlisle Companies
CSL
$15.4B
$1.13M ﹤0.01%
12,894
+5,594
+77% +$559K
79 80
81
82 83

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.