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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
(+6%)
Cap. Flow
+$1.73B
Cap. Flow
% of AUM
4.08%
Top 10 Holdings %
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
OA
Orbital ATK, Inc.
OA
|
+$79.3M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$74.2M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$55.8M |
| 4 |
Amgen
AMGN
|
+$49.5M |
| 5 |
Skyworks Solutions
SWKS
|
+$44.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
B
Barrick Mining
B
|
+$110M |
| 2 |
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
|
+$89.7M |
| 3 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$80.1M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$69M |
| 5 |
AGN
Allergan Inc
AGN
|
+$66.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.36% |
| 2 | Technology | 11.41% |
| 3 | Consumer Discretionary | 10.43% |
| 4 | Financials | 10.38% |
| 5 | Industrials | 9.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Brown & Brown
BRO
$23.9B
| $1.52M | ﹤0.01% |
91,614
+2,286
| +3% | +$36.9K |
|
2002
Oxford Square Capital
OXSQ
$157M
| $1.51M | ﹤0.01% |
218,954
+13,625
| +7% | +$101K |
|
2003
AptarGroup
ATR
$8.61B
| $1.51M | ﹤0.01% |
23,842
+1,504
| +7% | +$96.8K |
|
2004
Middlesex Water
MSEX
$1.1B
| $1.51M | ﹤0.01% |
66,422
+506
| +0.8% | +$11.3K |
|
|
MFM
2005
Aberdeen Municipal Income Fund
MFM
$224M
| $1.51M | ﹤0.01% |
223,724
+73,690
| +49% | +$495K |
|
|
ARDC
2006
Are Dynamic Credit Allocation Fund
ARDC
$298M
| $1.51M | ﹤0.01% |
92,934
+3,159
| +4% | +$51.3K |
|
2007
TETRA Technologies
TTI
$1.26B
| $1.51M | ﹤0.01% |
244,250
-752
| -0.3% | -$4.14K |
|
|
NBH
2008
Neuberger Municipal Fund Inc
NBH
$304M
| $1.5M | ﹤0.01% |
96,698
-13,679
| -12% | -$214K |
|
|
ERC
2009
Allspring Multi-Sector Income Fund
ERC
$259M
| $1.5M | ﹤0.01% |
112,587
-53,170
| -32% | -$722K |
|
|
ABAX
2010
DELISTED
Abaxis Inc
ABAX
| $1.5M | ﹤0.01% |
23,426
+4,967
| +27% | +$303K |
|
2011
Selective Insurance
SIGI
$5.73B
| $1.5M | ﹤0.01% |
51,639
+1,172
| +2% | +$32.3K |
|
2012
NGL Energy Partners
NGL
$2.11B
| $1.49M | ﹤0.01% |
56,907
+8,585
| +18% | +$243K |
|
|
AMTD
2013
DELISTED
TD Ameritrade Holding Corp
AMTD
| $1.49M | ﹤0.01% |
40,056
-718
| -2% | -$25.5K |
|
|
CXO
2014
DELISTED
CONCHO RESOURCES INC.
CXO
| $1.49M | ﹤0.01% |
12,848
+1,351
| +12% | +$147K |
|
|
BLE
2015
DELISTED
BlackRock Municipal Income Trust II
BLE
| $1.48M | ﹤0.01% |
97,942
-13,394
| -12% | -$211K |
|
2016
Canadian Pacific Kansas City
CP
$80.5B
| $1.48M | ﹤0.01% |
40,620
-19,610
| -33% | -$724K |
|
|
MMT
2017
Aberdeen Multi-Market Income Fund
MMT
$243M
| $1.48M | ﹤0.01% |
233,398
-135,473
| -37% | -$860K |
|
2018
Insperity
NSP
$2.01B
| $1.48M | ﹤0.01% |
56,680
-1,644
| -3% | -$38.3K |
|
|
AFB
2019
AllianceBernstein National Municipal Income Fund
AFB
$317M
| $1.48M | ﹤0.01% |
108,127
+60,999
| +129% | +$845K |
|
2020
Winnebago Industries
WGO
$909M
| $1.48M | ﹤0.01% |
69,467
+13,491
| +24% | +$291K |
|
|
PFPT
2021
DELISTED
Proofpoint, Inc.
PFPT
| $1.48M | ﹤0.01% |
24,948
+9,698
| +64% | +$522K |
|
|
SFG
2022
DELISTED
STANCORP FINL GRP
SFG
| $1.47M | ﹤0.01% |
21,491
-267,055
| -93% | -$17.8M |
|
|
ARRY
2023
DELISTED
Array Biopharma Inc
ARRY
| $1.47M | ﹤0.01% |
199,904
+184,362
| +1,186% | +$1.31M |
|
2024
BlackRock Income Trust
BKT
$341M
| $1.47M | ﹤0.01% |
76,367
-17,249
| -18% | -$333K |
|
2025
Helen of Troy
HELE
$693M
| $1.47M | ﹤0.01% |
18,050
+2,255
| +14% | +$172K |
|
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Guggenheim Capital's Q1 2015 Portfolio in Review
As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.
Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.
- Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
- Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
- Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
- Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
- Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
- Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.