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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNGR
2001
DELISTED
Hanger Inc.
HNGR
$1.41M ﹤0.01%
+64,208
New +$1.39M
SWX icon
2002
Southwest Gas
SWX
$6.68B
$1.41M ﹤0.01%
22,735
+10,029
+79% +$569K
ATML
2003
DELISTED
ATMEL CORP
ATML
$1.4M ﹤0.01%
166,138
-28,955
-15% -$222K
FBIN icon
2004
Fortune Brands Innovations
FBIN
$6.1B
$1.39M ﹤0.01%
35,967
-267,063
-88% -$9.78M
HMC icon
2005
Honda
HMC
$41.1B
$1.39M ﹤0.01%
+47,090
New +$1.46M
CCU icon
2006
Compañía de Cervecerías Unidas
CCU
$2.23B
$1.39M ﹤0.01%
74,651
-16,052
-18% -$327K
TG icon
2007
Tredegar Corp
TG
$298M
$1.39M ﹤0.01%
+61,584
New +$1.16M
FMBI
2008
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$1.38M ﹤0.01%
80,908
-1,049,386
-93% -$17.4M
ONIT
2009
Onity Group
ONIT
$327M
$1.38M ﹤0.01%
6,089
-25,471
-81% -$8.3M
AF
2010
DELISTED
Astoria Financial Corporation
AF
$1.38M ﹤0.01%
103,247
+28,506
+38% +$369K
PERY
2011
DELISTED
Perry Ellis International Inc
PERY
$1.38M ﹤0.01%
53,142
-130,014
-71% -$2.98M
BELFB
2012
Bel Fuse Inc Class B
BELFB
$4.21B
$1.38M ﹤0.01%
50,367
-7,918
-14% -$207K
NXC
2013
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$1.37M ﹤0.01%
88,845
+7,707
+9% +$120K
SIGI icon
2014
Selective Insurance
SIGI
$5.74B
$1.37M ﹤0.01%
50,467
+8,571
+20% +$219K
FNF icon
2015
Fidelity National Financial
FNF
$13.6B
$1.37M ﹤0.01%
57,290
-14,102
-20% -$299K
UHT
2016
Universal Health Realty Income Trust
UHT
$592M
$1.37M ﹤0.01%
+28,379
New +$1.34M
BFYT
2017
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$1.36M ﹤0.01%
190,403
+101,937
+115% +$860K
NGD
2018
DELISTED
New Gold Inc
NGD
$1.36M ﹤0.01%
316,775
+32,816
+12% +$140K
MGM icon
2019
MGM Resorts International
MGM
$11.3B
$1.36M ﹤0.01%
63,616
-889,184
-93% -$19.3M
AGO icon
2020
Assured Guaranty
AGO
$3.44B
$1.36M ﹤0.01%
52,287
+3,349
+7% +$80.7K
GGG icon
2021
Graco
GGG
$13.5B
$1.35M ﹤0.01%
50,700
-353,772
-87% -$9.09M
CHK
2022
PUT
DELISTED
Chesapeake Energy Corporation
CHK
$1.35M ﹤0.01%
+346
New +$1.44M
BRCD
2023
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1.35M ﹤0.01%
114,265
+5,104
+5% +$55.4K
NGL icon
2024
NGL Energy Partners
NGL
$2.11B
$1.35M ﹤0.01%
48,322
-10,650
-18% -$350K
NADL
2025
DELISTED
North Atlantic Drilling Ltd
NADL
$1.35M ﹤0.01%
82,732
-539
-0.6% -$21.5K
79 80
81
82 83

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.