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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFM
2001
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$1.43M ﹤0.01%
40,865
+6,307
+18% +$205K
BANF icon
2002
BancFirst
BANF
$3.81B
$1.42M ﹤0.01%
45,530
-7,954
-15% -$249K
LAYN
2003
DELISTED
Layne Christensen Co
LAYN
$1.42M ﹤0.01%
146,375
+17,858
+14% +$202K
BMI icon
2004
Badger Meter
BMI
$3.98B
$1.42M ﹤0.01%
56,226
+1,540
+3% +$39.5K
MQY icon
2005
BlackRock MuniYield Quality Fund
MQY
$812M
$1.42M ﹤0.01%
95,141
-8,496
-8% -$127K
GDP
2006
CALL
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$1.41M ﹤0.01%
95,300
-69,600
-42% -$1.39M
XOXO
2007
DELISTED
Xo Group Inc
XOXO
$1.41M ﹤0.01%
125,919
-13,431
-10% -$158K
MTOR
2008
DELISTED
MERITOR, Inc.
MTOR
$1.41M ﹤0.01%
129,694
-16,855
-12% -$219K
POR icon
2009
Portland General Electric
POR
$5.71B
$1.41M ﹤0.01%
43,729
-75,333
-63% -$2.5M
TESO
2010
DELISTED
Tesco Corp
TESO
$1.4M ﹤0.01%
70,516
-7,411
-10% -$152K
TRAK
2011
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$1.4M ﹤0.01%
32,152
-2,873
-8% -$122K
RSO
2012
DELISTED
Resource Capital Corp.
RSO
$1.39M ﹤0.01%
71,386
-59,377
-45% -$1.29M
GAME
2013
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$1.39M ﹤0.01%
212,016
+38,546
+22% +$251K
CX icon
2014
Cemex
CX
$16.3B
$1.38M ﹤0.01%
119,355
+16,173
+16% +$188K
DANG
2015
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$1.38M ﹤0.01%
113,370
-13,471
-11% -$183K
BOOM icon
2016
DMC Global
BOOM
$154M
$1.38M ﹤0.01%
72,493
-14,924
-17% -$306K
NID
2017
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$1.38M ﹤0.01%
110,718
+43,415
+65% +$539K
WPG
2018
DELISTED
Washington Prime Group Inc.
WPG
$1.38M ﹤0.01%
8,753
+6,973
+392% +$1.18M
FNF icon
2019
Fidelity National Financial
FNF
$14.1B
$1.38M ﹤0.01%
71,392
-1,267,555
-95% -$24.5M
YORW icon
2020
York Water
YORW
$512M
$1.37M ﹤0.01%
68,583
+3,536
+5% +$70.2K
FMS icon
2021
Fresenius Medical Care
FMS
$12.8B
$1.37M ﹤0.01%
39,409
+20,305
+106% +$700K
TAL
2022
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$1.37M ﹤0.01%
33,142
-67,596
-67% -$3M
ALGT icon
2023
Allegiant Air
ALGT
$2.61B
$1.37M ﹤0.01%
11,047
-1,905
-15% -$233K
P
2024
DELISTED
Pandora Media Inc
P
$1.36M ﹤0.01%
56,476
+13,122
+30% +$348K
LMOS
2025
DELISTED
Lumos Networks Corp
LMOS
$1.36M ﹤0.01%
83,490
+2,438
+3% +$36K
79 80
81
82 83

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.