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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.5B
AUM Growth
+$4.37B
Cap. Flow
+$2.48B
Cap. Flow %
6.28%
Top 10 Hldgs %
5.86%
Holding
3,447
New
176
Increased
1,376
Reduced
1,602
Closed
253

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$223M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$99.8M
3
SWK icon
Stanley Black & Decker
SWK
+$62.1M
4
AN icon
AutoNation
AN
+$55M
5
QCOM icon
Qualcomm
QCOM
+$53.9M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$95.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$82.3M
3
RGA icon
Reinsurance Group of America
RGA
+$53.1M
4
BA icon
Boeing
BA
+$52.3M
5
AMCX icon
AMC Global Media
AMCX
+$51.9M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
2 Consumer Discretionary 10.44%
3 Technology 10.24%
4 Industrials 10.05%
5 Energy 9.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWG
2001
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$1.53M ﹤0.01%
83,382
-3,572
-4% -$63.9K
BFY
2002
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$1.53M ﹤0.01%
108,573
-12,921
-11% -$180K
BELFB
2003
Bel Fuse Inc Class B
BELFB
$3.87B
$1.53M ﹤0.01%
59,470
-6,042
-9% -$143K
PUK icon
2004
Prudential
PUK
$37.6B
$1.53M ﹤0.01%
34,293
-3,636
-10% -$161K
ALGT icon
2005
Allegiant Air
ALGT
$2.64B
$1.52M ﹤0.01%
12,952
+1,158
+10% +$135K
PWRD
2006
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$1.52M ﹤0.01%
77,504
-11,712
-13% -$218K
VOXX
2007
DELISTED
VOXX International Corporation Class A
VOXX
$1.52M ﹤0.01%
161,398
-14,870
-8% -$155K
NEWP
2008
DELISTED
NEWPORT CORP
NEWP
$1.52M ﹤0.01%
81,938
-6,691
-8% -$125K
MZTI
2009
The Marzetti Company
MZTI
$2.93B
$1.51M ﹤0.01%
15,864
+13,665
+621% +$1.26M
HOPE icon
2010
Hope Bancorp
HOPE
$1.79B
$1.51M ﹤0.01%
94,627
-7,327
-7% -$116K
RGR icon
2011
Sturm, Ruger & Co
RGR
$594M
$1.51M ﹤0.01%
25,533
-111,965
-81% -$7.01M
MCS icon
2012
Marcus Corp
MCS
$897M
$1.51M ﹤0.01%
82,527
-8,454
-9% -$145K
PNFP icon
2013
Pinnacle Financial Partners Inc
PNFP
$15.9B
$1.5M ﹤0.01%
37,859
-5,048
-12% -$181K
PEGI
2014
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.49M ﹤0.01%
45,124
-48,619
-52% -$1.42M
ROC
2015
DELISTED
ROCKWOOD HLDGS INC
ROC
$1.49M ﹤0.01%
19,650
-40,465
-67% -$2.97M
JNS
2016
DELISTED
Janus Capital Group Inc
JNS
$1.49M ﹤0.01%
119,537
+49,339
+70% +$581K
PCY icon
2017
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$1.49M ﹤0.01%
51,102
+16,629
+48% +$477K
SLH
2018
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$1.49M ﹤0.01%
22,177
-10,753
-33% -$701K
ATI icon
2019
CALL
ATI
ATI
$25.6B
$1.49M ﹤0.01%
33,000
-20,500
-38% -$839K
APOL
2020
DELISTED
Apollo Education Group Inc Class A
APOL
$1.49M ﹤0.01%
47,570
+12,043
+34% +$347K
MEI icon
2021
Methode Electronics
MEI
$496M
$1.49M ﹤0.01%
38,872
-7,181
-16% -$220K
CBM
2022
DELISTED
Cambrex Corporation
CBM
$1.49M ﹤0.01%
71,727
-9,248
-11% -$188K
LHCG
2023
DELISTED
LHC Group LLC
LHCG
$1.48M ﹤0.01%
69,359
-3,648
-5% -$76.1K
IBA
2024
DELISTED
Industrias Bachoco SAB De C.V.
IBA
$1.48M ﹤0.01%
27,518
+13,322
+94% +$632K
LNKD
2025
DELISTED
LinkedIn Corporation
LNKD
$1.48M ﹤0.01%
8,614
-9,528
-53% -$1.54M
79 80
81
82 83

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2014 Portfolio in Review

As of Q2 2014, Guggenheim Capital held 3,447 positions worth $39.5B, up 12% from $35.2B the previous quarter. Its ten largest holdings account for 5.9% of the portfolio.

Guggenheim Capital deployed $2.48B of net new capital in Q2 2014, opening 176 new positions and adding to 1,376 existing holdings. Its largest new stake was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $95.8M trimmed.

  • Guggenheim Capital's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 11,338,566 shares worth $264M.
  • Guggenheim Capital added most to Stanley Black & Decker in Q2 2014, an estimated $62.1M increase.
  • Guggenheim Capital's biggest Q2 2014 reduction was iShares Russell 2000 ETF, cutting an estimated $95.8M.
  • Guggenheim Capital fully exited LSI CORPORATION in Q2 2014, selling an estimated $44.6M.
  • Guggenheim Capital's ten largest holdings make up 5.9% of its $39.5B portfolio in Q2 2014.
  • Guggenheim Capital opened 176 new positions and closed 253 in Q2 2014.
  • Guggenheim Capital's portfolio value rose 12% quarter-over-quarter to $39.5B.

Based on Guggenheim Capital's 13F filing for Q2 2014, filed 14 Aug 2014.