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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
Cap. Flow
+$1.59B
Cap. Flow %
4.52%
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$86.8M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$76.3M
3
DHI icon
D.R. Horton
DHI
+$65.5M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$60.5M
5
EOG icon
EOG Resources
EOG
+$57.6M

Top Sells

Rank Stock Value
1
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
+$65.1M
2
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$41.5M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$39M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$38.3M
5
QCOM icon
Qualcomm
QCOM
+$38.2M

Sector Composition

Rank Sector Weight
1 Financials 11.12%
2 Technology 11.03%
3 Industrials 10.67%
4 Consumer Discretionary 9.98%
5 Healthcare 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXG
2001
NXG NextGen Infrastructure Income Fund
NXG
$337M
$1.47M ﹤0.01%
14,204
+6,597
+87% +$670K
CHA
2002
DELISTED
China Telecom Corporation, LTD
CHA
$1.47M ﹤0.01%
31,813
+616
+2% +$27.8K
AVTA
2003
DELISTED
Avantax, Inc. Common Stock
AVTA
$1.47M ﹤0.01%
74,381
-38,413
-34% -$888K
HT
2004
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$1.46M ﹤0.01%
62,696
+56,954
+992% +$1.27M
EGOV
2005
DELISTED
NIC Inc
EGOV
$1.46M ﹤0.01%
75,533
-9,358
-11% -$195K
PTEN icon
2006
PUT
Patterson-UTI
PTEN
$3.76B
$1.45M ﹤0.01%
+45,800
New +$1.27M
AMSF icon
2007
AMERISAFE
AMSF
$540M
$1.45M ﹤0.01%
33,032
-1,986
-6% -$83.2K
CASY icon
2008
Casey's General Stores
CASY
$30.9B
$1.45M ﹤0.01%
21,423
-2,430
-10% -$165K
MDR
2009
DELISTED
McDermott International
MDR
$1.45M ﹤0.01%
61,735
+2,031
+3% +$51.1K
LRE
2010
DELISTED
LRR ENERGY LP
LRE
$1.45M ﹤0.01%
84,270
-3,854
-4% -$66.3K
BXMT icon
2011
Blackstone Mortgage Trust
BXMT
$2.38B
$1.44M ﹤0.01%
50,026
+31,948
+177% +$905K
DSM
2012
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$1.44M ﹤0.01%
184,330
-28,522
-13% -$222K
THI
2013
DELISTED
TIM HORTONS INC COM, CANADA
THI
$1.44M ﹤0.01%
25,999
+1,630
+7% +$88.1K
BAB icon
2014
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.44M ﹤0.01%
49,980
-956
-2% -$27K
BELFB
2015
Bel Fuse Inc Class B
BELFB
$4.21B
$1.44M ﹤0.01%
65,512
+1,162
+2% +$23.2K
JLS icon
2016
Nuveen Mortgage and Income Fund
JLS
$94.7M
$1.44M ﹤0.01%
61,087
-22,157
-27% -$528K
JCP
2017
DELISTED
J.C. Penney Company, Inc.
JCP
$1.43M ﹤0.01%
166,248
+48,753
+41% +$352K
CEQP
2018
DELISTED
Crestwood Equity Partners LP
CEQP
$1.43M ﹤0.01%
10,336
-1,116
-10% -$150K
SGL
2019
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$1.43M ﹤0.01%
154,860
-1,227
-0.8% -$11.1K
SMCI icon
2020
Super Micro Computer
SMCI
$20.1B
$1.43M ﹤0.01%
820,870
+10,400
+1% +$20.3K
PBF icon
2021
PBF Energy
PBF
$7.31B
$1.42M ﹤0.01%
55,109
+45,680
+484% +$1.21M
URBN icon
2022
PUT
Urban Outfitters
URBN
$6.59B
$1.42M ﹤0.01%
38,900
-71,100
-65% -$2.59M
ETP
2023
DELISTED
Energy Transfer Partners, L.P.
ETP
$1.42M ﹤0.01%
31,212
-39,950
-56% -$1.6M
MEI icon
2024
Methode Electronics
MEI
$592M
$1.41M ﹤0.01%
46,053
-19,776
-30% -$653K
ANDE icon
2025
Andersons Inc
ANDE
$2.22B
$1.41M ﹤0.01%
23,818
+15,316
+180% +$858K
79 80
81
82 83

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2014 Portfolio in Review

As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.

Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.

  • Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
  • Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
  • Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
  • Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
  • Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
  • Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.

Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.