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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CXO
2001
DELISTED
CONCHO RESOURCES INC.
CXO
| $1.17M | ﹤0.01% |
10,746
+237
| +2% | +$22.6K |
|
|
AUD
2002
DELISTED
PIMCO ETF TR PIMCO AUSTRALIA BD INDEX FD ETF
AUD
| $1.17M | ﹤0.01% |
12,898
+1,758
| +16% | +$157K |
|
2003
NETGEAR
NTGR
$652M
| $1.17M | ﹤0.01% |
37,860
+1,641
| +5% | +$50.4K |
|
|
YZC
2004
DELISTED
Yanzhou Coal Mining
YZC
| $1.17M | ﹤0.01% |
121,918
-78,994
| -39% | -$662K |
|
|
HOS
2005
DELISTED
Hornbeck Offshore Services, Inc.
HOS
| $1.16M | ﹤0.01% |
20,265
-777
| -4% | -$43.9K |
|
2006
Fidus Investment
FDUS
$781M
| $1.16M | ﹤0.01% |
59,858
+5,492
| +10% | +$105K |
|
|
LBAI
2007
DELISTED
Lakeland Bancorp Inc
LBAI
| $1.16M | ﹤0.01% |
108,431
+11,889
| +12% | +$127K |
|
|
TEN
2008
Tsakos Energy Navigation Ltd
TEN
$1.18B
| $1.16M | ﹤0.01% |
44,563
+18,745
| +73% | +$465K |
|
|
VEDL
2009
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
| $1.16M | ﹤0.01% |
102,979
+26,045
| +34% | +$255K |
|
2010
CTS Corp
CTS
$1.89B
| $1.16M | ﹤0.01% |
73,487
+6,340
| +9% | +$91.9K |
|
|
CLMS
2011
DELISTED
Calamos Asset Management, Inc.
CLMS
| $1.16M | ﹤0.01% |
115,994
+51,861
| +81% | +$541K |
|
2012
Medifast
MED
$136M
| $1.15M | ﹤0.01% |
42,927
+6,370
| +17% | +$170K |
|
2013
Pool Corp
POOL
$7.31B
| $1.15M | ﹤0.01% |
20,560
-1,157
| -5% | -$62.6K |
|
2014
Factset
FDS
$9.77B
| $1.15M | ﹤0.01% |
10,551
+5,049
| +92% | +$545K |
|
|
SKX
2015
DELISTED
Skechers
SKX
| $1.15M | ﹤0.01% |
110,928
+5,544
| +5% | +$52.7K |
|
2016
Idexx Laboratories
IDXX
$46.5B
| $1.15M | ﹤0.01% |
23,040
+16,748
| +266% | +$805K |
|
2017
B2Gold
BTG
$5.45B
| $1.15M | ﹤0.01% |
462,292
+11,952
| +3% | +$32.3K |
|
|
ATHN
2018
DELISTED
Athenahealth, Inc.
ATHN
| $1.14M | ﹤0.01% |
10,529
-10,255
| -49% | -$1.11M |
|
|
UNS
2019
DELISTED
UNS ENERGY CORP COM
UNS
| $1.14M | ﹤0.01% |
24,490
-8,680
| -26% | -$415K |
|
|
GUT
2020
Gabelli Utility Trust
GUT
$558M
| $1.14M | ﹤0.01% |
184,369
+67,987
| +58% | +$431K |
|
2021
Tronox
TROX
$1.11B
| $1.14M | ﹤0.01% |
46,632
-17,366
| -27% | -$386K |
|
2022
Healthcare Services Group
HCSG
$1.51B
| $1.14M | ﹤0.01% |
44,218
-4,455
| -9% | -$112K |
|
2023
Rithm Capital
RITM
$5.55B
| $1.14M | ﹤0.01% |
85,897
-5,790
| -6% | -$75.8K |
|
2024
BOK Financial
BOKF
$8.78B
| $1.14M | ﹤0.01% |
17,951
-7,338
| -29% | -$483K |
|
|
RTEC
2025
DELISTED
Rudolph Technologies Inc
RTEC
| $1.14M | ﹤0.01% |
99,711
+14,281
| +17% | +$164K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.