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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSR
1976
DELISTED
Fisker Inc.
FSR
– –
-24,820
Closed -$159K
TSP
1977
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
– –
-37,910
Closed -$59.1K
FTCH
1978
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-37,144
Closed -$77.6K
SGEN
1979
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-73,489
Closed -$15.6M
ARCE
1980
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
– –
-26,411
Closed -$364K
ABCM
1981
DELISTED
Abcam PLC
ABCM
– –
-23,729
Closed -$537K
HEP
1982
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-19,137
Closed -$420K
VRTV
1983
DELISTED
VERITIV CORPORATION
VRTV
– –
-3,894
Closed -$658K
GHL
1984
DELISTED
Greenhill & Co., Inc.
GHL
– –
-17,109
Closed -$253K
PACW
1985
DELISTED
PacWest Bancorp
PACW
– –
-14,138
Closed -$112K
AVTA
1986
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-14,887
Closed -$381K
VMW
1987
DELISTED
VMware, Inc
VMW
– –
-57,857
Closed -$9.63M
SCU
1988
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-11,622
Closed -$135K
CCF
1989
DELISTED
Chase Corporation
CCF
– –
-2,706
Closed -$344K
KMF
1990
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-17,158
Closed -$122K
NXGN
1991
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-28,761
Closed -$682K
NEWR
1992
DELISTED
New Relic, Inc.
NEWR
– –
-6,272
Closed -$537K
ICPT
1993
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-22,285
Closed -$413K
TWNK
1994
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-22,277
Closed -$742K
CEQP
1995
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-12,447
Closed -$364K
JPS
1996
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-75,230
Closed -$464K
DEN
1997
DELISTED
Denbury Inc.
DEN
– –
-10,947
Closed -$1.07M
NBW
1998
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
– –
-88,691
Closed -$868K
CIR
1999
DELISTED
CIRCOR International, Inc
CIR
– –
-7,396
Closed -$412K
NATI
2000
DELISTED
National Instruments Corp
NATI
– –
-40,419
Closed -$2.41M
77 78 79
80
81

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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.