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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NJR icon
1976
New Jersey Resources
NJR
$5.58B
– –
-18,183
Closed -$902K
NPO icon
1977
Enpro
NPO
$7.05B
– –
-2,849
Closed -$310K
NTGR icon
1978
NETGEAR
NTGR
$635M
– –
-10,416
Closed -$189K
NUS icon
1979
Nu Skin
NUS
$267M
– –
-15,297
Closed -$645K
NVST icon
1980
Envista
NVST
$4.52B
– –
-8,464
Closed -$285K
NVT icon
1981
nVent Electric
NVT
$26.7B
– –
-8,462
Closed -$326K
OFG icon
1982
OFG Bancorp
OFG
$2.21B
– –
-8,701
Closed -$240K
OI icon
1983
O-I Glass
OI
$1.08B
– –
-18,511
Closed -$307K
ONTO icon
1984
Onto Innovation
ONTO
$15.3B
– –
-5,082
Closed -$346K
ORGO icon
1985
Organogenesis Holdings
ORGO
$239M
– –
-19,946
Closed -$53.7K
OSIS icon
1986
OSI Systems
OSIS
$3.89B
– –
-4,865
Closed -$387K
OTTR icon
1987
Otter Tail
OTTR
$3.94B
– –
-9,259
Closed -$544K
PAG icon
1988
Penske Automotive Group
PAG
$14.2B
– –
-3,465
Closed -$398K
PARR icon
1989
Par Pacific Holdings
PARR
$3.32B
– –
-35,793
Closed -$832K
PCH
1990
DELISTED
PotlatchDeltic
PCH
– –
-6,226
Closed -$274K
PFSI icon
1991
PennyMac Financial
PFSI
$4.02B
– –
-5,740
Closed -$325K
PIPR icon
1992
Piper Sandler
PIPR
$5.29B
– –
-6,204
Closed -$202K
PLAB icon
1993
Photronics
PLAB
$1.93B
– –
-12,407
Closed -$209K
PRGS icon
1994
Progress Software
PRGS
$1.76B
– –
-4,151
Closed -$209K
RGA icon
1995
Reinsurance Group of America
RGA
$16.1B
– –
-2,362
Closed -$336K
RGNX icon
1996
Regenxbio
RGNX
$708M
– –
-9,343
Closed -$212K
RNR icon
1997
RenaissanceRe
RNR
$13.4B
– –
-1,428
Closed -$263K
RXO icon
1998
RXO
RXO
$3.58B
– –
-29,503
Closed -$507K
RY icon
1999
Royal Bank of Canada
RY
$293B
– –
-2,463
Closed -$232K
SFBS
2000
ServisFirst Bancshares
SFBS
$4.86B
– –
-3,332
Closed -$230K
78 79
80
81 82

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.