GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+9.5%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$11.3B
AUM Growth
+$463M
Cap. Flow
-$365M
Cap. Flow %
-3.22%
Top 10 Hldgs %
12.01%
Holding
2,049
New
157
Increased
773
Reduced
960
Closed
143

Top Buys

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$43.7M
2
MSFT icon
Microsoft
MSFT
$25.6M
3
PLD icon
Prologis
PLD
$11.5M
4
AMZN icon
Amazon
AMZN
$9.99M
5
EEFT icon
Euronet Worldwide
EEFT
$9.02M

Top Sells

1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
$24.5M
4
AAPL icon
Apple
AAPL
$20.6M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$19.9M

Sector Composition

1 Technology 16.64%
2 Healthcare 11.87%
3 Financials 9.93%
4 Industrials 8.09%
5 Consumer Discretionary 7.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OC icon
1976
Owens Corning
OC
$12.7B
– –
-13,000
Closed -$1.02M
OPP
1977
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$207M
– –
-30,168
Closed -$274K
PFD
1978
Flaherty & Crumrine Preferred and Income Fund
PFD
$149M
– –
-14,250
Closed -$151K
PRTA icon
1979
Prothena Corp
PRTA
$442M
– –
-75,795
Closed -$4.6M
PZZA icon
1980
Papa John's
PZZA
$1.55B
– –
-8,880
Closed -$622K
RACE icon
1981
Ferrari
RACE
$88.2B
– –
-1,220
Closed -$226K
RDFN
1982
DELISTED
Redfin
RDFN
– –
-10,311
Closed -$60K
RH icon
1983
RH
RH
$4.41B
– –
-1,295
Closed -$318K
RMT
1984
Royce Micro-Cap Trust
RMT
$536M
– –
-14,520
Closed -$115K
ROG icon
1985
Rogers Corp
ROG
$1.44B
– –
-3,182
Closed -$770K
RWT
1986
Redwood Trust
RWT
$810M
– –
-12,157
Closed -$70K
SAGE
1987
DELISTED
Sage Therapeutics
SAGE
– –
-11,674
Closed -$457K
SANM icon
1988
Sanmina
SANM
$6.39B
– –
-29,923
Closed -$1.38M
SENEA icon
1989
Seneca Foods Class A
SENEA
$772M
– –
-4,438
Closed -$224K
SENS icon
1990
Senseonics Holdings
SENS
$365M
– –
-11,732
Closed -$16K
SFIX icon
1991
Stitch Fix
SFIX
$732M
– –
-14,512
Closed -$58K
SHC icon
1992
Sotera Health
SHC
$4.4B
– –
-42,752
Closed -$291K
SIG icon
1993
Signet Jewelers
SIG
$3.73B
– –
-5,001
Closed -$286K
SNY icon
1994
Sanofi
SNY
$111B
– –
-9,913
Closed -$377K
STAA icon
1995
STAAR Surgical
STAA
$1.38B
– –
-6,969
Closed -$492K
TKR icon
1996
Timken Company
TKR
$5.39B
– –
-11,111
Closed -$656K
TM icon
1997
Toyota
TM
$258B
– –
-1,551
Closed -$202K
TNDM icon
1998
Tandem Diabetes Care
TNDM
$837M
– –
-7,583
Closed -$363K
TNET icon
1999
TriNet
TNET
$3.48B
– –
-3,361
Closed -$239K
TTEK icon
2000
Tetra Tech
TTEK
$9.37B
– –
-11,315
Closed -$291K
78 79
80
81 82