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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SENEA icon
1976
Seneca Foods Class A
SENEA
$1.16B
– –
-4,438
Closed -$224K
SENS icon
1977
Senseonics Holdings Inc
SENS
$349M
– –
-587
Closed -$16K
SFIX
1978
Stitch Fix
SFIX
$556M
– –
-14,512
Closed -$58K
SHC icon
1979
Sotera Health
SHC
$5.37B
– –
-42,752
Closed -$291K
SIG icon
1980
Signet Jewelers
SIG
$3.72B
– –
-5,001
Closed -$286K
SNY icon
1981
Sanofi
SNY
$104B
– –
-9,913
Closed -$377K
STAA icon
1982
STAAR Surgical
STAA
$1.19B
– –
-6,969
Closed -$492K
TKR icon
1983
Timken Company
TKR
$8.99B
– –
-11,111
Closed -$656K
TM icon
1984
Toyota
TM
$225B
– –
-1,551
Closed -$202K
TNDM icon
1985
Tandem Diabetes Care
TNDM
$1.5B
– –
-7,583
Closed -$363K
TNET icon
1986
TriNet
TNET
$3.14B
– –
-3,361
Closed -$239K
TTEK icon
1987
Tetra Tech
TTEK
$9.05B
– –
-11,315
Closed -$291K
TWO
1988
Two Harbors Investment
TWO
$1.27B
– –
-4,258
Closed -$57K
UA icon
1989
Under Armour Class C
UA
$2.51B
– –
-10,479
Closed -$62K
UBS icon
1990
UBS Group
UBS
$176B
– –
-16,069
Closed -$233K
UFCS icon
1991
United Fire Group
UFCS
$1.4B
– –
-7,793
Closed -$224K
UHAL icon
1992
U-Haul Holding Co
UHAL
$14.6B
– –
-5,330
Closed -$271K
UL icon
1993
Unilever
UL
$136B
– –
-15,229
Closed -$752K
UVE icon
1994
Universal Insurance Holdings
UVE
$1.24B
– –
-12,923
Closed -$128K
UVV icon
1995
Universal Corp
UVV
$1.26B
– –
-12,796
Closed -$589K
VICR icon
1996
Vicor
VICR
$10.3B
– –
-3,623
Closed -$215K
VYM icon
1997
Vanguard High Dividend Yield ETF
VYM
$82.7B
– –
-2,299
Closed -$218K
WERN icon
1998
Werner Enterprises
WERN
$2.24B
– –
-6,372
Closed -$240K
WPP icon
1999
WPP
WPP
$5.93B
– –
-5,973
Closed -$246K
WTS icon
2000
Watts Water Technologies
WTS
$12.9B
– –
-2,326
Closed -$292K
78 79
80
81 82

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.