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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRI icon
1976
Nuveen Real Asset Income & Growth Fund
JRI
$352M
– –
-45,576
Closed -$596K
JWN
1977
DELISTED
Nordstrom
JWN
– –
-12,290
Closed -$260K
OPLN
1978
Openlane
OPLN
$4.54B
– –
-12,438
Closed -$184K
KFY icon
1979
Korn Ferry
KFY
$4.28B
– –
-4,584
Closed -$266K
KMT icon
1980
Kennametal
KMT
$2.52B
– –
-115,533
Closed -$2.68M
KOP icon
1981
Koppers
KOP
$985M
– –
-10,783
Closed -$244K
LAMR icon
1982
Lamar Advertising Co
LAMR
$16.3B
– –
-2,482
Closed -$218K
LAZ icon
1983
Lazard
LAZ
$4.31B
– –
-9,895
Closed -$321K
LBRDK icon
1984
Liberty Broadband Class C
LBRDK
$5.15B
– –
-2,344
Closed -$271K
LGIH icon
1985
LGI Homes
LGIH
$1.4B
– –
-2,889
Closed -$251K
LQDT icon
1986
Liquidity Services
LQDT
$1.31B
– –
-11,260
Closed -$152K
MATV icon
1987
Mativ Holdings
MATV
$711M
– –
-8,269
Closed -$208K
MCY icon
1988
Mercury Insurance
MCY
$6.07B
– –
-9,585
Closed -$425K
MED icon
1989
Medifast
MED
$141M
– –
-1,423
Closed -$257K
MHO icon
1990
M/I Homes
MHO
$3.84B
– –
-7,799
Closed -$310K
MOV icon
1991
Movado Group
MOV
$841M
– –
-8,024
Closed -$248K
MPAA icon
1992
Motorcar Parts of America
MPAA
$258M
– –
-22,487
Closed -$295K
MSD
1993
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
– –
-13,093
Closed -$87K
MTRX icon
1994
Matrix Service
MTRX
$335M
– –
-54,292
Closed -$275K
MWA icon
1995
Mueller Water Products
MWA
$4.17B
– –
-51,297
Closed -$601K
MYRG icon
1996
MYR Group
MYRG
$5.25B
– –
-4,140
Closed -$364K
NQP
1997
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-10,901
Closed -$133K
NSIT icon
1998
Insight Enterprises
NSIT
$4.51B
– –
-2,656
Closed -$229K
NVEE
1999
DELISTED
NV5 Global
NVEE
– –
-9,156
Closed -$267K
NVRI icon
2000
Enviri
NVRI
$620M
– –
-16,267
Closed -$115K
78 79
80
81 82

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.